Evan E. Goldschneider

INTE SECURITIES LLC

NEW YORK, NY 10004

Some features on this profile are disabled

CRD#: 2846636

Professional summary

Evan Edward Goldschneider, who also goes by Evan Goldschneider, is a registered financial professional currently at INTE SECURITIES LLC located in New York, New York.

Evan is registered as a RR (Registered Representative) and started their career in finance in 1997. Evan has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Evan Goldschneider

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Edward Goldschneider's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2023 - Present

INTE SECURITIES LLC

Office #1: 42 Broadway, Suite 12-128, New York, NY 10004

CRD#: 47107

NEW YORK, NY

Past

June 15, 2022 - September 29, 2022

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

NEW YORK, NY

Past

September 7, 2016 - July 29, 2022

INTE SECURITIES LLC

CRD#: 47107

NEW YORK, NY

Past

January 10, 2012 - June 29, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

November 10, 2011 - June 29, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 15, 2003 - February 27, 2004

R.W.PRESSPRICH & CO.

CRD#: 26460

NEW YORK, NY

Past

November 15, 2001 - October 10, 2003

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

October 21, 1998 - June 7, 1999

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

February 21, 1997 - June 9, 1997

ROBERT R. MEREDITH & CO., INC.

CRD#: 29501

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(11/2/2023)

New York
(11/2/2023)

Exams

State Security Law Exam

Series 63

Date: 9/15/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/6/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2016

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/6/2014

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

INTE SECURITIES LLC

EQUINOX SECURITIES, LLC | TRUMP SECURITIES, LLC | INTE SECURITIES LLC

CRD#: 47107 / SEC#: , 8-51667

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433

Mailing Address

7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433

Phone number

(212) 897-1694

Established

Florida since 08/14/2018

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SPINDEL, ALAN	MEMBER	6141844
SPINDEL, HOWARD	MEMBER	708042
SPINDEL, JAY	MEMBER	1839344
STUPAY, MICHAEL ELLIOT	MEMBER	2287906
STUPAY, SHELLEY	MEMBER	5570644
OBSBAUM, FREDRIC MICHAEL	CCO	1160811

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Evan E. Goldschneider

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Edward Goldschneider's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT BROKERAGE SOLUTIONS LLC

INTE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

R.W.PRESSPRICH & CO.

J.P. MORGAN SECURITIES INC.

CREDIT SUISSE SECURITIES (USA) LLC

ROBERT R. MEREDITH & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/15/2016

Series 66

Date: 1/6/2012

SIE

Date: 10/1/2018

Series 7

Date: 9/7/2016

Series 3

Date: 6/6/2014

FINRA

Current Firm

INTE SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INTE SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors