Brenda L. Ridley
Professional summary
Brenda Loren Ridley was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brenda is a previously registered financial advisor and started their career in finance in 1997. Prior to being barred, Brenda had worked at 8 firms, which includes SKY PEAK CAPITAL MANAGEMENT, FORTUNE FINANCIAL SERVICES INC., ALLSTATE FINANCIAL SERVICES LLC, BROOKSTREET SECURITIES CORPORATION, CONSUMER CONCEPTS INVESTMENTS INC., AMERICAN GENERAL SECURITIES INCORPORATED, UNITED SECURITIES ALLIANCE INC., WMA SECURITIES INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2013 - December 31, 2013
SKY PEAK CAPITAL MANAGEMENT
March 15, 2012 - December 31, 2012
FORTUNE FINANCIAL SERVICES, INC.
October 27, 2008 - March 9, 2010
ALLSTATE FINANCIAL SERVICES, LLC
May 22, 2006 - December 1, 2006
BROOKSTREET SECURITIES CORPORATION
March 11, 2003 - April 21, 2006
CONSUMER CONCEPTS INVESTMENTS, INC.
December 14, 2001 - March 25, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
December 15, 1998 - December 31, 2001
UNITED SECURITIES ALLIANCE, INC.
April 21, 1997 - December 22, 1998
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SKY PEAK CAPITAL MANAGEMENT
CRD#: 165797 / SEC#: 801-77422
Contact information
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