Kieran C. Behm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kieran Christopher Behm, who also goes by Casey Behm, K C Behm, Kc Behm, Kieran C Behm, was a registered financial professional .
Kieran is a previously registered financial professional and started their career in finance in 1998. Kieran had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2018 - October 23, 2020
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 12, 2016 - January 5, 2018
LPL FINANCIAL LLC
March 19, 2014 - May 1, 2015
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
August 14, 2013 - January 3, 2014
GIRARD INVESTMENT SERVICES, LLC
May 29, 2007 - March 1, 2013
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 7, 2005 - January 3, 2007
THE O.N. EQUITY SALES COMPANY
March 23, 2005 - December 6, 2005
COREBRIDGE CAPITAL SERVICES, INC.
May 5, 2004 - March 18, 2005
M&T SECURITIES, INC.
November 6, 1998 - March 31, 2004
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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