Yin Hu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yin Hu was a registered financial professional .
Yin is a previously registered financial professional and started their career in finance in 1997. Yin had worked at 4 firms and has passed the Series 63, Series 86, Series 87, Series 7, Series 24, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2007 - December 20, 2010
OCEANCROSS CAPITAL, LLC
May 21, 2001 - February 6, 2002
RUMSON CAPITAL, LLC
May 19, 1997 - August 7, 1998
WORLDCO, L.L.C.
March 12, 1997 - May 23, 1997
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OCEANCROSS CAPITAL, LLC
CRD#: 142806 / SEC#: , 8-67491
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
