Bruce W. Burgess
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce William Burgess, who also goes by Bruce W Burgess, Bruce William Burgess Jr, Bruce William Burgess, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1997. Bruce had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2022 - April 10, 2026
BEACON POINTE ADVISORS, LLC
March 11, 2020 - August 13, 2022
J.P. MORGAN SECURITIES LLC
March 11, 2020 - August 13, 2022
J.P. MORGAN SECURITIES LLC
September 17, 2019 - March 12, 2020
PARK AVENUE SECURITIES LLC
August 1, 2019 - March 12, 2020
PARK AVENUE SECURITIES LLC
June 20, 2016 - September 15, 2019
CHARLES SCHWAB & CO., INC.
May 16, 2016 - September 15, 2019
CHARLES SCHWAB & CO., INC.
June 22, 2006 - March 15, 2012
CHARLES SCHWAB & CO., INC.
June 22, 2006 - March 15, 2012
CHARLES SCHWAB & CO., INC.
June 27, 2005 - June 13, 2006
GARRETT NAGLE & CO., INC.
March 22, 2005 - June 17, 2005
CETERA INVESTMENT SERVICES LLC
March 3, 2005 - June 17, 2005
BANCNORTH INVESTMENT GROUP, INC.
February 12, 2004 - March 3, 2005
WINSLOW, EVANS & CROCKER, INC.
October 9, 2001 - February 20, 2004
DETWILER FENTON & CO.
April 23, 1997 - October 9, 2001
COMMONWEALTH FINANCIAL NETWORK
Primary Firm SEC Registration
BEACON POINTE ADVISORS, LLC
CRD#: 119290 / SEC#: 801-60943
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACON POINTE ADVISORS, LLC
CRD#: 119290 / SEC#: 801-60943
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 54,870 |
| AUM (Assets Under Management) | $ 39,839,757,384 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 12/26/2024 | ||
| 11/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
