Glen V. Armand
Professional summary
Glen Vincent Armand was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Glen is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Glen had worked at 3 firms, which includes WRP INVESTMENTS INC., LASALLE ST SECURITIES L.L.C., MAKEFIELD SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2010 - July 28, 2011
WRP INVESTMENTS, INC.
July 1, 1999 - August 13, 2010
LASALLE ST SECURITIES, L.L.C.
May 28, 1997 - July 7, 1999
MAKEFIELD SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
