Benyamin A. Shleifer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benyamin Aron Shleifer, who also goes by Ben Shleifer, was a registered financial professional .
Benyamin is a previously registered financial professional and started their career in finance in 1997. Benyamin had worked at 11 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2011 - July 24, 2012
VTRADER PRO, LLC
July 23, 2009 - October 29, 2010
BETTERMENT SECURITIES
February 14, 2008 - January 3, 2011
MADISON PROPRIETARY TRADING GROUP, LLC
June 27, 2007 - December 7, 2010
RANGE GLOBAL LLC
November 17, 2006 - February 12, 2008
MADISON PROPRIETARY TRADING GROUP, LLC
September 20, 2006 - November 17, 2006
MADISON PROPRIETARY TRADING GROUP, LLC
May 3, 2006 - September 1, 2006
G-2 TRADING,LLC
September 15, 2005 - July 6, 2009
MOG CAPITAL L.L.C.
May 2, 2001 - June 9, 2006
CARLIN EQUITIES, LLC
July 24, 2000 - May 29, 2001
RUMSON CAPITAL, LLC
April 14, 2000 - May 9, 2000
IRONHORSE SECURITIES INC.
September 15, 1998 - March 17, 2000
RUMSON CAPITAL, LLC
February 2, 1998 - May 20, 1998
SANDS BROTHERS & CO., LTD.
March 3, 1997 - January 15, 1998
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/4/1999
Limited Representative-Equity Trader ExamCurrent Firm
VTRADER PRO, LLC
CRD#: 131920 / SEC#: , 8-66525
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
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