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Kevin Mark Weaver

CRD# 2845934·Registered 1997 - 2004
Barred: Kevin Mark Weaver was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Kevin Mark Weaver was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 1997 - 2004. Kevin had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years registered in the securities industry

Current & Past Employments

Past

SALOMON GREY FINANCIAL CORPORATIONPast·CRD# 43413
BD
Dallas, TX
May 13, 2003 - November 1, 2004
SHELMAN SECURITIES CORP.Past·CRD# 39795
BD
Dallas, TX
June 1, 2001 - June 19, 2003
SHELMAN SECURITIES CORP.Past·CRD# 39795
BD
Dallas, TX
July 1, 1999 - September 6, 2000
SALOMON GREY FINANCIAL CORPORATIONPast·CRD# 43413
BD
Dallas, TX
June 2, 1999 - July 21, 1999
PACIFIC CORTEZ SECURITIES INCORPORATEDPast·CRD# 24341
BD
San Diego, CA
December 10, 1998 - April 19, 1999
LLOYD WADE SECURITIES INC.Past·CRD# 39653
BD
Dallas, TX
February 5, 1998 - November 11, 1998
PACIFIC CORTEZ SECURITIES INCORPORATEDPast·CRD# 24341
BD
San Diego, CA
June 14, 1997 - January 27, 1998

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Current Firm

SG
SALOMON GREY FINANCIAL CORPORATION

RRK SECURITIES | SALOMON GREY FINANCIAL CORPORATION | SALOMON GREY FINANCIAL | RRK SECURITIES, INC.

CRD#: 43413 / SEC#: 8-50268
BD
Revoked by SEC on 06/01/2006

Contact Information

Established

Texas since 09/22/1997

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
SALOMON GREY FINANCIAL GROUP, INC.75.1% SHAREHOLDER—
ROBAR LLC24.9% DIRECT OWNER—
CAROTHERS, SCOTT WILLIAMFINANCIAL PRINCIPAL/FINOP—
EDWARDS, GRANT ALANEXECUTIVE VICE PRESIDENT, DIRECTOR OF TRADING2745376
ROWE, KYLE BROWNINGCHAIRMAN AND VICE-PRESIDENT, OWNER2310978
SUTTON, KELLYSROP2033974

Disclosures

Regulatory Event

5

Civil Event

1

Arbitration

5

Financial

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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