Peter S. Mcfarland
MERIDIAN WEALTH MANAGEMENT | Senior Vice President–Wealth Management
Lexington, KY 40507
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CRD#: 2845868
Professional summary
Peter Sutton Mcfarland is a registered financial advisor currently at MERIDIAN WEALTH MANAGEMENT, LLC located in Lexington, Kentucky.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Peter has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Peter McFarland, Lexington, KY, Not Investment Related, Race Horse Ownership and Racing, Owner, Start Date 06/01/2023, approximately 10 hours or less devoted per month, 0 hours devoted during trading hours, ownership of race horse(s) 2) Trifecta Wealth Management, LLC, Lexington, KY, LLC used to pay expenses and salaries, Partner, 07/05/2023, 0 hours per month devoted, 0 hours per month devoted during securities trading
CRS (Client Relationship Summary) - RIA
Click below to view Peter Sutton Mcfarland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2023 - Present
MERIDIAN WEALTH MANAGEMENT, LLC
Office #1: 100 W Main Street Suite 450, Lexington, KY 40507RIA
CRD#: 151523
Lexington, KY
Past
February 26, 2013 - March 6, 2023
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LEXINGTON, KY
Past
January 5, 2012 - March 6, 2023
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
LEXINGTON, KY
Past
December 2, 2002 - January 6, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
LEXINGTON, KY
Past
December 4, 1998 - December 5, 2002
HOWARD WEIL INCORPORATED
BD
CRD#: 30958
NEW ORLEANS, LA
Past
February 21, 1997 - October 30, 1998
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 21, 1997 - October 30, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MERIDIAN WEALTH MANAGEMENT, LLC
MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH
CRD#: 151523 / SEC#: 801-70676
RIA
Registered Investment Advisory firm - (10/14/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(2/27/2023)
IAR
Arizona(2/12/2024)
IAR
California(2/24/2023)
IAR
Florida(4/1/2023)
IAR
Georgia(2/27/2023)
IAR
Illinois(2/28/2023)
IAR
Indiana(2/23/2023)
IAR
Kentucky(2/24/2023)
IAR
Michigan(2/27/2023)
IAR
Missouri(2/23/2023)
IAR
New York(1/30/2024)
IAR
North Carolina(3/23/2023)
IAR
Ohio(2/23/2023)
IAR
Oklahoma(2/27/2023)
IAR
Pennsylvania(2/24/2023)
IAR
South Carolina(3/13/2023)
IAR
Texas(2/23/2023)
IAR
Virginia(2/27/2023)
IAR
Washington(3/6/2023)
IAR
West Virginia(2/27/2023)
IAR
Wisconsin(2/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MERIDIAN WEALTH MANAGEMENT, LLC
MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH
CRD#: 151523 / SEC#: 801-70676
RIA
Registered Investment Advisory firm - (10/14/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W Main Street Suite 450, Lexington, KY 40507
Mailing Address
Phone number
(859) 543-4516
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,802 |
| AUM (Assets Under Management) | $ 3,885,527,411 |
Red Flags
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Company Information
MERIDIAN WEALTH MANAGEMENT, LLC
Senior Vice President–Wealth ManagementCRD#: 151523Lexington, KY 40507TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
