Suzanne F. Peck
Professional summary
Suzanne Frances Peck, who also goes by Suzanne Peck, Suzanne Frances Peck, is a registered financial advisor currently at GENTRUST located in New York, New York.
Suzanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Suzanne has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Suzanne Frances Peck's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2024 - Present
GENTRUST
Office #1: 500 Fifth Avenue Suite 3020, New York, NY 10110February 5, 2021 - November 1, 2022
NEUBERGER BERMAN BD LLC
January 29, 2021 - November 1, 2022
NEUBERGER BERMAN BD LLC
June 6, 2013 - November 10, 2020
BLACKROCK INVESTMENTS, LLC
September 1, 1999 - June 4, 2013
GOLDMAN SACHS & CO. LLC
October 8, 1997 - May 21, 1998
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
GENTRUST
CRD#: 158369 / SEC#: 801-72707
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/23/2024)
Exams
Current Firm
GENTRUST
CRD#: 158369 / SEC#: 801-72707
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,667 |
| AUM (Assets Under Management) | $ 4,460,903,724 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 08/26/2024 | ||
| 11/27/2023 | ||
| 08/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
