PS
Patrick A. Strubbe
ARKADIOS WEALTH ADVISORS
Columbia, SC 29212
Some features on this profile are disabled
CRD#: 2845724
PS
Professional summary
Patrick Arthur Strubbe, who also goes by Patrick A Strubbe, Patrick Strubbe, is a registered financial advisor currently at ARKADIOS WEALTH ADVISORS located in Columbia, South Carolina and ARKADIOS CAPITAL located in Columbia, South Carolina.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Patrick has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick A Strubbe | Patrick Strubbe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PRESERVATION SPECIALISTS LLC, NON-INVESTMENT RELATED, ADDRESS: 700 SATURN PARKWAY, COLUMBIA SC 29212, POSITION: OWNER NATURE: RECOMMEND INSURANCE PRODUCTS WTHIN THE RETIREMENT PLANNING FRAMEWORK AS OWNER OF PRESERVATION SPECIALISTS LLC ,NO NUMBER OF HOURS: 40 INVESTMENT RELATED HOURS: 30 START DATE: 10/11/2005, DESCRIPTION: AS THEIR FINANCIAL/RETIREMENT ADVISOR AND OWNER OF PRESERVATION SPECIALISTS LLC, I HELP SECURE THE BEST INSURANCE PRODUCT SUITED TO THE CLIENTS' NEED. 2. PRESERVATION SPECIALISTS LLC/BOOK AUTHOR, POSITION: AUTHOR NATURE: NON-INVESTMENT RELATED, ADDRESS: 700 SATURN PARKWAY, COLUMBIA SC 29212, AUTHOR OF BOOK ON RETIREMENT ISSUES, SAVE YOUR RETIREMENT FROM MASS DESTRUCTION BY THE 7 RETIRMENT VILLAINS, NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 01/10/2012, DESCRIPTION: I MOSTLY USE THE BOOK AS AN INFORMATIVE PIECE TO BE GIVEN OUT TO PROSPECTIVE CLIENTS. 3. HOPE LUTHERAN CHURCH, POSITION: Elder of Finance NATURE: Lutheran Church INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 1400 Kennerly Road, Irmo SC 29063, DESCRIPTION: participate in elder meetings and report to the congregation on the financial state of the church. 4. PRESERVATION SPECIALISTS, LLC (Seminars), Non-Investment related, ADDRESS: 700 Saturn Parkway, Columbia SC 29212, POSITION: Owner NATURE: Retirement class host and teacher: market, host and teach classes on retirement planning. Attendees pay a fee to attend and for course materials. NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/09/2017, DESCRIPTION: Invitations are mailed to the community offering the class for a fee. Attendees call our office to RSVP and mail us a check made out to Preservation Specialists, LLC. For class, we present with a powerpoint and take the attendees through the class and their booklets. 5. GSIS, LLC, Is Investment Related, Comprehensive financial planning, Owner, 6/3/2022,10 hours per month,0 hours per month during trading hours, Other Compensation, After taking on partners of Preservation Specialists, LLC, I created this entity to receive bonuses or profits that I am owed from Preservation Specialists, LLC and charge expenses to this LLC that apply to me but not to my other partners. 6. PB&J, LLC, Is Not Investment Related, Real Estate, Owner, 11/13/2019, 3 hours per month,0 hours per month during trading hours, Other Compensation, We purchased the building that our office is in, and it is owned by this entity. Revenue is generated through rental income, and I share in the profits if any.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Arthur Strubbe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2022 - Present
ARKADIOS WEALTH ADVISORS
Office #1: 700 Saturn Parkway, Columbia, SC 29212RIA
CRD#: 288863
Columbia, SC
Current
August 11, 2022 - Present
ARKADIOS CAPITAL
Office #1: 700 Saturn Parkway, Columbia, SC 29212BD
CRD#: 282710
Columbia, SC
Past
October 25, 2005 - September 30, 2022
KALOS MANAGEMENT
RIA
CRD#: 133025
Columbia, SC
Past
October 25, 2005 - September 30, 2022
KALOS CAPITAL, INC.
BD
CRD#: 44337
COLUMBIA, SC
Past
February 4, 2003 - October 10, 2005
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
September 18, 2002 - January 14, 2003
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
ELMHURST, IL
Past
February 11, 2002 - October 18, 2002
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
April 20, 2000 - February 12, 2002
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
December 21, 1999 - April 27, 2000
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
LYNNFIELD, MA
Past
February 6, 1997 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
February 6, 1997 - December 20, 1999
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/11/2022)
RR
California(8/11/2022)
RR
Colorado(9/7/2022)
RR
Connecticut(8/11/2022)
RR
District of Columbia(8/11/2022)
RR
Florida(8/11/2022)
RR
Georgia(8/11/2022)
RR
Indiana(8/12/2022)
RR
Michigan(8/11/2022)
RR
North Carolina(10/5/2022)
IAR
South Carolina(8/10/2022)
RR
South Carolina(8/11/2022)
RR
South Dakota(8/11/2022)
RR
Texas(9/9/2022)
RR
Wisconsin(8/25/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
Phone number
(404) 445-0035
Established
Firm type
Fiscal year end
# of Employees
188
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,091 |
| AUM (Assets Under Management) | $ 3,856,398,203 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARKADIOS WEALTH ADVISORS
CRD#: 288863Columbia, SC 29212TRUST BUT VERIFY
Monitor Patrick Strubbe
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
