JL
Joel I. Levy
BARON SILVER STEVENS FINANCIAL ADVISORS
Boca Raton, FL 33431
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CRD#: 2845713
JL
Professional summary
Joel Ira Levy, who also goes by Joel Levy, is a registered financial advisor currently at BARON SILVER STEVENS FINANCIAL ADVISORS, LLC located in Boca Raton, Florida and OSAIC WEALTH, INC. located in Boca Raton, Florida.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Joel has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joel Levy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JOEL I LEVY CPA PLLC; POSITION: OWNER; NATURE: CORPORATION; INVESTMENT RELATED: NO; NUMBER OF HOURS: 150; SECURITIES TRADING HOURS: 150; START DATE: 01/01/2011; ADDRESS: 410 MARTIN LUTHER KING JR BLVD, CHAPEL HILL NC 27514; DESCRIPTION: TAX AND SMALL BUSINESS CONSULTANT. 2) Chamber of Commerce; not investment related; Address : North Carolina Position : Board Member; Start Date : 01/01/2011; Hours : 3; Security Hours: 3 Brief description of duties: Work with community members on how to help businesses and the community. 3) BARON SILVER STEVENS POSITION: Registered Rep NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2000 ADDRESS: 4800 N Federal Hwy #210A Boca Raton, FL 33431, Boca Raton FL 33431, United States DESCRIPTION: Registered investment advisor under BSSFA. Refer clients to Michael Silver, joint rep code 66GLife insurance and financial planning 4) CHAPEL HILL LIBRARY FOUNDATION POSITION: Treasurer NATURE: It is a non-profit, 501(c)(3), foundation supporting the needs of the public library. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2021 ADDRESS: 100 Library Drive, Chapel Hill NC 27514, United States DESCRIPTION: Review and provide expertise on financial matters and budgeting.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Ira Levy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2012 - Present
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
Office #1: 4800 N. Federal Highway Suite 210-a, Boca Raton, FL 33431RIA
CRD#: 126767
Boca Raton, FL
Current
June 10, 2004 - Present
OSAIC WEALTH, INC.
Office #1: 4800 North Federal Hwy. Suite 210a, Boca Raton, FL 33431RIA
BD
CRD#: 23131
Boca Raton, FL
Past
July 6, 2000 - November 12, 2003
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
BOCA RATON, FL
Past
July 6, 2000 - November 12, 2003
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
October 5, 1998 - June 27, 2000
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
POUGHKEEPSIE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
CRD#: 126767 / SEC#: 801-69482
RIA
Registered Investment Advisory firm - (8/5/2008 Approved)Florida
Registered Investment Advisory firm - (8/7/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(10/15/2024)
RR
Florida(6/10/2004)
IAR
Florida(4/3/2012)
RR
Illinois(7/28/2020)
RR
New York(2/6/2015)
RR
North Carolina(1/27/2015)
IAR
North Carolina(6/5/2019)
RR
Pennsylvania(5/30/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
CRD#: 126767 / SEC#: 801-69482
RIA
Registered Investment Advisory firm - (8/5/2008 Approved)Florida
Registered Investment Advisory firm - (8/7/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4800 N. Federal Highway Suite 210-a, Boca Raton, FL 33431
Mailing Address
Phone number
(561) 447-1997
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,680 |
| AUM (Assets Under Management) | $ 1,011,802,288 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
CRD#: 126767Boca Raton, FL 33431TRUST BUT VERIFY
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