Richard T. Simonson

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CRD#: 2845559

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Thomas Simonson, who also goes by Rick Simonson, was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1997. Richard had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rick Simonson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)EVERBANK, 11 OVAL DR STE 107, ISLANDIA, NY 11749. INVESTMENT RELATED. BEGAN 2/05 AS A REPRESENTATIVE. DEVOTES 5 HRS/YR, ALL DURING TRADING. 2)BATTERY PROPERTIES, LLC, 56 BROAD ST, CHARLESTON, SC 29401. NOT INVESTMENT RELATED. BEGAN 4/06 AS OWNER LEASING COMMERCIAL PROPERTY. DEVOTES 2 HRS/WK, NONE DURING TRADING.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 21, 2007 - November 25, 2024

GLOBAL VIEW INVESTMENT ADVISORS, LLC

RIA

CRD#: 145499

GREENVILLE, SC

Past

March 28, 2005 - May 16, 2008

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

CHARLESTON, SC

Past

January 12, 2005 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

GREENVILLE, SC

Past

January 12, 2005 - December 31, 2009

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

GREENVILLE, SC

Past

April 7, 2000 - January 18, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GREENVILLE, SC

Past

February 29, 2000 - January 18, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 21, 1997 - March 10, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL VIEW INVESTMENT ADVISORS, LLC

GLOBAL VIEW INVESTMENT ADVISORS, LLC | GLOBAL VIEW, LLC

CRD#: 145499 / SEC#: 801-68500

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/17/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/3/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 4/29/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/20/1997

General Securities Representative Examination

Current Firm

GLOBAL VIEW INVESTMENT ADVISORS, LLC

GLOBAL VIEW INVESTMENT ADVISORS, LLC | GLOBAL VIEW, LLC

CRD#: 145499 / SEC#: 801-68500

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

800 E Washington St Suite 2a, Greenville, SC 29601

Mailing Address

1320 Main St Suite 300, Columbia, SC 29201

Phone number

(864) 335-9211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2025 (2/24/2025)

Regulatory assets under management

Total Number of Accounts	1,733
AUM (Assets Under Management)	$ 480,406,858

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard T. Simonson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.C. BRADFORD & CO.

Primary Firm SEC Registration

GLOBAL VIEW INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/17/1997

Series 63

Date: 4/3/1997

Series 31

Date: 4/29/2004

Series 7

Date: 3/20/1997

Current Firm

GLOBAL VIEW INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GLOBAL VIEW INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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