Kraig R. Mickelsen

KRM FINANCIAL PLANNING & WEALTH MANAGEMENT

ST. CHARLES, IL 60174

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CRD#: 2845238

Professional summary

Kraig Richard Mickelsen, CFP® is a registered financial advisor currently at KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC located in St. Charles, Illinois.

Kraig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Kraig has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kraig Richard Mickelsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

January 2, 2026 - Present

KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC

Office #1: 555 S. Randall Road, Suite 202, St. Charles, IL 60174

RIA

CRD#: 338738

ST. CHARLES, IL

Past

June 29, 2023 - March 23, 2026

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

St. Charles, IL

Past

June 29, 2023 - December 31, 2025

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

St. Charles , IL

Past

May 26, 2010 - January 23, 2012

WHEATON WEALTH PARTNERS, LLC

RIA

CRD#: 153638

WHEATON, IL

Past

August 4, 2006 - July 3, 2023

AUSDAL FINANCIAL PARTNERS, INC.

RIA

CRD#: 7995

ST. CHARLES, IL

Past

August 4, 2006 - July 3, 2023

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

ST. CHARLES, IL

Past

February 26, 2002 - August 3, 2006

QA3 FINANCIAL LLC

RIA

CRD#: 104957

ST CHARLES, IL

Past

January 7, 2002 - August 2, 2006

QA3 FINANCIAL CORP.

CRD#: 14754

ST CHARLES, IL

Past

January 5, 1999 - January 3, 2002

INVESTMENT PLANNERS, INC.

CRD#: 18557

DECATUR, IL

Past

January 22, 1998 - January 5, 1999

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

February 7, 1997 - January 28, 1998

DREHER & ASSOCIATES, INC.

CRD#: 8665

OAKBROOK TERRACE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/2/2026)

IAR

Texas
(1/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/6/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/6/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/4/1998

General Securities Principal Examination

Current Firm

KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC

CRD#: 338738 / SEC#: 801-135064

RIA

Registered Investment Advisory firm - (1/2/2026 120-Day Approval)

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Contact information

Main Address

555 S. Randall Road, Suite 202, St. Charles, IL 60174

Mailing Address

Phone number

(630) 377-8760

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B - DISCLOSURE BROCHURE (12/1/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kraig R. Mickelsen

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kraig Richard Mickelsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

WHEATON WEALTH PARTNERS, LLC

AUSDAL FINANCIAL PARTNERS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

INVESTMENT PLANNERS, INC.

USALLIANZ SECURITIES, INC.

DREHER & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/1998

Series 63

Date: 2/6/1997

SIE

Date: 10/1/2018

Series 7

Date: 1/14/1998

Series 6

Date: 2/6/1997

Series 24

Date: 5/4/1998

Current Firm

KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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