Walter V. Nasdeo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Vincent Nasdeo JR, who also goes by Walter VIncent Jr Nasdeo, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1997. Walter had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 86, Series 87, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2002 - November 7, 2025
ARDOUR CAPITAL INVESTMENTS, LLC
April 26, 2000 - May 15, 2001
TRADE.COM ONLINE SECURITIES, INC.
January 26, 1998 - September 14, 1999
CREDIT AGRICOLE SECURITIES (USA) INC.
February 12, 1997 - April 3, 1997
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ARDOUR CAPITAL INVESTMENTS, LLC
CRD#: 120574 / SEC#: , 8-65317
Contact information
FINRA licenses (9 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
