James P. Ball

VIRTUE CAPITAL MANAGEMENT

Venice, FL 34284

Some features on this profile are disabled

CRD#: 2844925

Professional summary

James Paul Ball, CFP® is a registered financial advisor currently at VIRTUE CAPITAL MANAGEMENT, LLC located in Venice, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Paul Ball's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

February 12, 2026 - Present

VIRTUE CAPITAL MANAGEMENT, LLC

Office #1: 211 Nokomis Avenue South, Venice, FL 34284

RIA

CRD#: 167816

Venice, FL

Past

November 12, 2025 - February 3, 2026

SIMPLICITY WEALTH

RIA

CRD#: 300572

Venice, FL

Past

August 22, 2022 - October 31, 2025

ACCURATE WEALTH MANAGEMENT, LLC

RIA

CRD#: 298137

SOUTH VENICE, FL

Past

August 15, 2022 - August 8, 2024

AAG CAPITAL, INC

CRD#: 188

Venice, FL

Past

September 4, 2019 - August 15, 2022

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

VENICE, FL

Past

September 3, 2019 - August 15, 2022

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

VENICE, FL

Past

October 4, 2016 - September 11, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

VENICE, FL

Past

September 30, 2016 - September 11, 2019

LPL FINANCIAL LLC

CRD#: 6413

VENICE, FL

Past

January 13, 2015 - September 29, 2016

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

Venice, FL

Past

January 7, 2015 - September 29, 2016

USA FINANCIAL SECURITIES LLC

CRD#: 103857

Venice, FL

Past

January 14, 2010 - January 9, 2015

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

VENICE, FL

Past

February 13, 2009 - December 31, 2009

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

VENICE, FL

Past

January 6, 2009 - January 9, 2015

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

VENICE, FL

Past

February 15, 2008 - December 31, 2008

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

ST. PETERSBURG, FL

Past

February 14, 2008 - December 31, 2008

NATIONAL PLANNING CORPORATION

CRD#: 29604

ST. PETERSBURG, FL

Past

August 31, 2007 - February 14, 2008

SPC

RIA

CRD#: 110692

VENICE, FL

Past

August 1, 2005 - February 14, 2008

SIGMA FINANCIAL CORPORATION

CRD#: 14303

VENICE, FL

Past

April 11, 2000 - August 1, 2005

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Past

April 7, 1998 - March 6, 2000

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

February 12, 1997 - March 19, 1998

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIRTUE CAPITAL MANAGEMENT, LLC

CRD#: 167816 / SEC#: 801-79938

RIA

Registered Investment Advisory firm - (6/25/2014 Approved)

Arizona

Registered Investment Advisory firm - (7/1/2014 Terminated)

California

Registered Investment Advisory firm - (7/31/2014 Terminated)

Florida

Registered Investment Advisory firm - (7/1/2014 Terminated)

Georgia

Registered Investment Advisory firm - (7/1/2014 Terminated)

Kentucky

Registered Investment Advisory firm - (7/2/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (7/11/2014 Terminated)

Ohio

Registered Investment Advisory firm - (7/1/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/1/2014 Terminated)

Tennessee

Registered Investment Advisory firm - (7/31/2014 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/1/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/11/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VIRTUE CAPITAL MANAGEMENT, LLC

CRD#: 167816 / SEC#: 801-79938

RIA

Registered Investment Advisory firm - (6/25/2014 Approved)

Arizona

Registered Investment Advisory firm - (7/1/2014 Terminated)

California

Registered Investment Advisory firm - (7/31/2014 Terminated)

Florida

Registered Investment Advisory firm - (7/1/2014 Terminated)

Georgia

Registered Investment Advisory firm - (7/1/2014 Terminated)

Kentucky

Registered Investment Advisory firm - (7/2/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (7/11/2014 Terminated)

Ohio

Registered Investment Advisory firm - (7/1/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/1/2014 Terminated)

Tennessee

Registered Investment Advisory firm - (7/31/2014 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6 Cadillac Dr. Suite 310, Brentwood, TN 37027

Mailing Address

Phone number

(615) 340-0801

Established

Firm type

Fiscal year end

# of Employees

110

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VCM ADV PART 2A (3/28/2024)

Regulatory assets under management

Total Number of Accounts	6,111
AUM (Assets Under Management)	$ 787,466,707

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

IAR

SARASOTA, FL

Adam Ausloos

ADVICEWORKS WEALTH ADVISORS

IAR

SARASOTA, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James P. Ball

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Paul Ball's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMPLICITY WEALTH

ACCURATE WEALTH MANAGEMENT, LLC

AAG CAPITAL, INC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

SPC

SIGMA FINANCIAL CORPORATION

NATIONWIDE SECURITIES, LLC

AMERICAN GENERAL EQUITY SERVICES CORPORATION

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

VIRTUE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/1/1998

SIE

Date: 10/1/2018

Series 7

Date: 9/1/2005

Series 6

Date: 2/11/1997

Current Firm

VIRTUE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VIRTUE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors