Matthew C. Green
Professional summary
Matthew Craig Green was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Matthew had worked at 14 firms, which includes VIEWTRADE SECURITIES INC., BUCKMAN BUCKMAN & REID INC., STONEX SECURITIES INC., BROOKSTONE SECURITIES INC., BROOKSTREET SECURITIES CORPORATION, CAPITAL GROWTH FINANCIAL LLC, PAULSON INVESTMENT COMPANY LLC, OPPENHEIMER & CO. INC., PRIME CHARTER LTD., WORLDCO L.L.C., CARDINAL CAPITAL MANAGEMENT INC., R.K. GRACE & COMPANY, FIN-ATLANTIC SECURITIES INC., BILTMORE SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2011 - January 3, 2012
VIEWTRADE SECURITIES, INC.
January 11, 2011 - October 21, 2011
BUCKMAN, BUCKMAN & REID, INC.
September 15, 2010 - January 20, 2011
STONEX SECURITIES INC.
July 8, 2009 - June 10, 2010
BROOKSTONE SECURITIES, INC.
September 25, 2003 - May 2, 2005
BROOKSTREET SECURITIES CORPORATION
March 12, 2003 - September 15, 2003
CAPITAL GROWTH FINANCIAL, LLC
June 7, 2002 - March 10, 2003
PAULSON INVESTMENT COMPANY LLC
January 2, 2002 - May 30, 2002
OPPENHEIMER & CO. INC.
August 16, 2001 - January 2, 2002
PRIME CHARTER LTD.
May 2, 2001 - September 17, 2001
WORLDCO, L.L.C.
February 2, 2001 - April 30, 2001
CARDINAL CAPITAL MANAGEMENT, INC.
September 1, 2000 - May 3, 2001
R.K. GRACE & COMPANY
October 2, 1997 - August 30, 2000
FIN-ATLANTIC SECURITIES, INC.
May 28, 1997 - September 11, 1997
BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 7/7/2009
Corporate Securities Limited Representative ExaminationCurrent Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
