Anthony C. Marcello

CANTON HATHAWAY LLC

Palm Beach, FL 33480

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CRD#: 2844880

Professional summary

Anthony Claude Marcello III, who also goes by Anthony Claude Marcello, is a registered financial advisor currently at CANTON HATHAWAY LLC located in Palm Beach, Florida and FOUR POINTS CAPITAL PARTNERS LLC located in Buffalo, New York.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Anthony has worked at 12 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Claude Marcello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Paoli-Marcello LLC, Palm Beach Gardens, FL; investment related; Started 2007; Managing Member: passive real estate investment in land in Brooksville, FL; 0 hours/month (2) Self, Palm Beach Gardens, FL; investment related; Started 1996; Real Estate License: for real estate transactions or referrals; 1 hour/week (3) ACM3, LLC, Palm Beach Gardens, FL; investment related; Started 2001; Managing Member: consulting on real estate, insurance, and other business introductions; 2 hours/week. (4) Four Points Capital Partners, LLC, Palm Beach, FL; investment related; Started September 2025; Registered Representative; 1 hour/week during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Claude Marcello III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2020 - Present

CANTON HATHAWAY LLC

Office #1: 231 Royal Palm Way, Palm Beach, FL 33480

RIA

CRD#: 297527

Palm Beach, FL

Current

September 26, 2025 - Present

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149

Buffalo, NY

Past

September 20, 2019 - October 26, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

FT LAUDERDALE, FL

Past

December 17, 2015 - October 26, 2020

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

Ft Lauderdale, FL

Past

October 29, 2015 - October 26, 2020

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Ft Lauderdale, FL

Past

August 29, 2015 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

FT LAUDERDALE, FL

Past

February 23, 2015 - November 13, 2015

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

FORT LAUDERDALE, FL

Past

March 4, 2010 - September 25, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

FORT LAUDERDALE, FL

Past

June 8, 2004 - March 26, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

FT LAUDERDALE, FL

Past

July 20, 2000 - June 8, 2004

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SAN JUAN CAPISTRANO, CA

Past

September 8, 1997 - July 28, 2000

FIN-ATLANTIC SECURITIES, INC.

CRD#: 25523

JUPITER, FL

Past

April 10, 1997 - September 11, 1997

BILTMORE SECURITIES, INC.

CRD#: 25023

FT. LAUDERDALE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANTON HATHAWAY LLC

CRD#: 297527 / SEC#: 801-113544

RIA

Registered Investment Advisory firm - (7/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(6/14/2022)

Florida
(9/26/2025)

IAR

Louisiana
(11/5/2025)

IAR

Rhode Island
(11/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/18/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/20/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/9/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CANTON HATHAWAY LLC

CRD#: 297527 / SEC#: 801-113544

RIA

Registered Investment Advisory firm - (7/6/2018 Approved)

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Contact information

Main Address

One West Exchange Street Suite 3202, Providence, RI 02903

Mailing Address

Phone number

(401) 433-7800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ANNUAL AMENDMENT BROCHURE 6/25 (6/16/2025)

Regulatory assets under management

Total Number of Accounts	109
AUM (Assets Under Management)	$ 672,683,658

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/30/2025	Cover Page	Report
01/16/2025	Cover Page	Report
11/01/2023	Cover Page	Report
01/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony C. Marcello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Claude Marcello III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUR POINTS CAPITAL PARTNERS LLC

CETERA WEALTH SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

CETERA INVESTMENT ADVISERS LLC

SUMMIT BROKERAGE SERVICES, INC.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

GUNNALLEN FINANCIAL, INC

BROOKSTREET SECURITIES CORPORATION

FIN-ATLANTIC SECURITIES, INC.

BILTMORE SECURITIES, INC.

Primary Firm SEC Registration

CANTON HATHAWAY LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/18/2015

Series 63

Date: 4/15/1997

Series 7TO

Date: 12/20/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/9/1997

FINRA

Current Firm

CANTON HATHAWAY LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CANTON HATHAWAY LLC

TRUST BUT VERIFY

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