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PE

Peter Efstathakis

THURSTON, SPRINGER, MILLER, HERD & TITAK
Indianapolis, IN 46240
Some features on this profile are disabled
CRD#: 2844224
PE

Professional summary

Peter Efstathakis, who also goes by Peter Elliot, is a registered financial professional currently at THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Indianapolis, Indiana and JVM SECURITIES, LLC located in Oak Brook, Illinois.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1999. Peter has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Peter Elliot

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Efstathakis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 23, 2024 - Present

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

Office #1: 9000 Keystone Crossing Suite 700, Indianapolis, IN 46240
BD
CRD#: 8478
Indianapolis, IN
Current

September 26, 2024 - Present

JVM SECURITIES, LLC

Office #1: 903 Commerce Drive, Suite 250, Oak Brook, IL 60523
BD
CRD#: 290327
Oak Brook, IL
Past

February 5, 2024 - May 6, 2024

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

BD
CRD#: 8478
FORT LAUDERDALE, FL
Past

September 22, 2021 - July 28, 2022

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

September 27, 2017 - September 26, 2019

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

August 29, 2016 - April 24, 2017

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

November 7, 2014 - April 28, 2016

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

July 22, 2013 - November 7, 2014

WTS PROPRIETARY TRADING GROUP LLC

BD
CRD#: 148117
NEW YORK, NY
Past

December 5, 2012 - February 26, 2013

WTS PROPRIETARY TRADING GROUP LLC

BD
CRD#: 148117
NEW YORK, NY
Past

February 21, 2012 - March 13, 2012

TRADESTATION SECURITIES, INC.

BD
CRD#: 39473
PLANTATION, FL
Past

July 8, 2011 - November 15, 2011

MUTUAL OF AMERICA SECURITIES LLC

BD
CRD#: 27878
NEW YORK, NY
Past

July 8, 2011 - November 15, 2011

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

BD
CRD#: 15356
BOCA RATON, FL
Past

September 11, 2009 - July 6, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
BOYNTON BEACH, FL
Past

October 16, 2006 - June 19, 2009

E*TRADE SECURITIES LLC

BD
CRD#: 29106
FT. LAUDERDALE, FL
Past

January 2, 2001 - October 10, 2006

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 10, 2000 - August 22, 2000

TRADE.COM ONLINE SECURITIES, INC.

BD
CRD#: 36189
NEW YORK, NY
Past

January 13, 1999 - November 17, 1999

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/26/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/28/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/28/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/5/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

JS
JVM SECURITIES, LLC
JVM SECURITIES, LLC

CRD#: 290327 / SEC#: , 8-70032

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
903 Commerce Drive, Suite 250, Oak Brook, IL 60523
Mailing Address
903 Commerce Drive, Suite 250, Oak Brook, IL 60523
Phone number
(630) 242-1000
Established
Delaware since 04/06/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JVM SECURITIES HOLDINGS, LLCSOLE MEMBER
BEATON, DANIEL STEWARTFINOP4240769
MYERS, MATT ALLANPRESIDENT / CCO344182

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JVM SECURITIES, LLC

CRD#: 290327Indianapolis, IN 46240

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