Ruth A. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ruth Ann Evans, CFP® was a registered financial professional .
Ruth is a previously registered financial professional and started their career in finance in 1997. Ruth had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1997
Experience
May 21, 1998 - October 4, 2022
EVANS FINANCIAL PLANNING, INC.
February 18, 1997 - February 24, 1998
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVANS FINANCIAL PLANNING, INC.
CRD#: 112662 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 39 |
| AUM (Assets Under Management) | $ 10,729,247 |
Red Flags
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