Gregory T. Kwasnicki
Professional summary
Gregory Thomas Kwasnicki was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregory is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Gregory had worked at 4 firms, which includes ALTERNATIVE WEALTH STRATEGIES INC., STEVEN L. FALK & ASSOCIATES INC., AMERIPROP INC., WORLD INVESTMENTS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2005 - December 10, 2009
ALTERNATIVE WEALTH STRATEGIES, INC.
October 4, 2003 - August 1, 2005
STEVEN L. FALK & ASSOCIATES INC.
April 19, 1999 - September 23, 2003
AMERIPROP, INC.
April 11, 1997 - February 17, 1999
WORLD INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTERNATIVE WEALTH STRATEGIES, INC.
CRD#: 130933 / SEC#: , 8-66410
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
