LR
Lawrence L. Riddell
JOHN HANCOCK PERSONAL FINANCIAL SERVICES
Boston, MA 02116
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CRD#: 2843846
LR
Professional summary
Lawrence Leslie Riddell, AIF®, who also goes by Larry Riddell Jr, Lawrence L Jr Riddell, Lawrence Leslie Riddell Jr, is a registered financial advisor currently at JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC located in Boston, Massachusetts and JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Lawrence has worked at 7 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry Riddell Jr | Lawrence L Jr Riddell | Lawrence Leslie Riddell Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) FINRA; Not investment- related; 1735 K Street, NW, Washington, DC, 20006; FINRA- Writer FINRA Continuing Education Content Committee; 6/12/22; 8 hours per month; 8 hours per month; Writer. 2.) a.OBA Name: John Hancock Life Insurance Company b.Investment-related? No c.OBA Address: 200 Berkeley St, Boston, MA 02116 d.OBA Nature: Insurance Sales e.Position, Title, or Relationship with the OBA: Insurance Sales Representative f.OBA Start Date: 06/02/2025 g.Approximate number of hours/months devoted to the OBA: 1 h.Number of hours devoted to the OBA during securities trading hours: 1 i.Brief description duties related to the OBA: Serve as inhouse life Insurance Agent for John Hancock Employees and their families. All transactions are unsolicited and over the telephone. Offering term life insurance, Universal Life Insurance, and Index Universal Life Insurance. No commissions or compensation is received for these life insurance transactions.
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Leslie Riddell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 18, 2018 - Present
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
Office #1: 200 Berkeley Street, Boston, MA 02116RIA
CRD#: 174433
Boston, MA
Current
August 20, 2018 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116BD
CRD#: 5249
Boston, MA
Current
October 6, 2023 - Present
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC
Office #1: 200 Berkeley Street, Boston, MA 02116BD
CRD#: 150842
Boston, MA
Current
January 15, 2025 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116BD
CRD#: 28262
Boston, MA
Past
February 25, 2013 - November 2, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
SOUTH BOSTON, MA
Past
October 24, 2005 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
SOUTH BOSTON, MA
Past
December 3, 2003 - February 3, 2005
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
May 26, 2000 - January 28, 2005
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
April 2, 1997 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
April 2, 1997 - January 28, 2005
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
RIA
Registered Investment Advisory firm - (2/13/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/20/2018)
RR
Alaska(11/16/2023)
RR
Arizona(8/20/2018)
RR
Arkansas(8/20/2018)
RR
California(8/20/2018)
RR
Colorado(8/20/2018)
RR
Connecticut(8/20/2018)
RR
Delaware(8/20/2018)
RR
District of Columbia(8/20/2018)
RR
Florida(8/20/2018)
RR
Georgia(8/20/2018)
RR
Hawaii(8/20/2018)
RR
Idaho(8/20/2018)
RR
Illinois(8/20/2018)
RR
Indiana(11/28/2023)
RR
Iowa(8/20/2018)
RR
Kansas(8/20/2018)
RR
Kentucky(8/20/2018)
RR
Louisiana(8/20/2018)
RR
Maine(8/20/2018)
RR
Maryland(8/20/2018)
IAR
Massachusetts(6/18/2018)
RR
Massachusetts(9/12/2018)
RR
Michigan(8/20/2018)
RR
Minnesota(8/20/2018)
RR
Mississippi(8/20/2018)
RR
Missouri(8/20/2018)
RR
Montana(8/20/2018)
RR
Nebraska(11/2/2023)
RR
Nevada(11/16/2023)
RR
New Hampshire(8/20/2018)
RR
New Jersey(8/20/2018)
RR
New Mexico(8/20/2018)
RR
New York(8/20/2018)
RR
North Carolina(10/27/2023)
RR
North Dakota(8/20/2018)
RR
Ohio(8/20/2018)
RR
Oklahoma(8/20/2018)
RR
Oregon(10/16/2023)
RR
Pennsylvania(10/16/2023)
RR
Puerto Rico(11/22/2023)
RR
Rhode Island(8/20/2018)
RR
South Carolina(8/20/2018)
RR
South Dakota(8/20/2018)
RR
Tennessee(8/20/2018)
RR
Texas(8/20/2018)
RR
Utah(10/16/2023)
RR
Vermont(8/20/2018)
RR
Virginia(11/11/2023)
RR
Washington(8/20/2018)
RR
West Virginia(11/2/2023)
RR
Wisconsin(8/20/2018)
RR
Wyoming(8/20/2018)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JH
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
RIA
Registered Investment Advisory firm - (2/13/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Berkeley Street, Boston, MA 02116
Mailing Address
Phone number
(617) 572-0109
Established
Firm type
Fiscal year end
# of Employees
163
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 32,545 |
| AUM (Assets Under Management) | $ 1,975,740,842 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2025 | ||
| 04/22/2024 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433Boston, MA 02116TRUST BUT VERIFY
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