Robert Ray W. Samples
Professional summary
Robert Ray White Samples was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert Ray is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Robert Ray had worked at 4 firms, which includes QUEST CAPITAL STRATEGIES INC., OPPENHEIMERFUNDS DISTRIBUTOR INC., JANUS HENDERSON DISTRIBUTORS US LLC, INVESCO DISTRIBUTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2004 - October 26, 2006
QUEST CAPITAL STRATEGIES, INC.
December 11, 2002 - May 7, 2003
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
May 24, 2000 - July 17, 2002
JANUS HENDERSON DISTRIBUTORS US LLC
March 3, 1997 - January 10, 2000
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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