JD

John M. Diczok

ANOVEST INVESTMENT ADVISORS
Marietta, GA 30062
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CRD#: 2843747
JD

Professional summary


John Michael Diczok is a registered financial advisor currently at ANOVEST INVESTMENT ADVISORS located in Marietta, Georgia and ANOVEST FINANCIAL SERVICES, INC. located in Marietta, Georgia.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view John Michael Diczok's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 22, 2007 - Present

ANOVEST INVESTMENT ADVISORS

Office #1: 3225 Shallowford Road Suite 220, Marietta, GA 30062
RIA
CRD#: 132344
Marietta, GA
Current

August 5, 2005 - Present

ANOVEST FINANCIAL SERVICES, INC.

Office #1: 3225 Shallowford Road, Suite 220, Marietta, GA 30062
BD
CRD#: 133593
Marietta, GA
Past

May 23, 2003 - August 8, 2005

STONEX SECURITIES INC.

BD
CRD#: 18456
BIRMINGHAM, AL
Past

February 17, 1999 - May 21, 2003

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

January 7, 1999 - January 26, 1999

INTL CUSTODY & CLEARING SOLUTIONS INC.

BD
CRD#: 23952
BIRMINGHAM, AL
Past

January 28, 1997 - January 15, 1999

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/7/2014)
RR
Georgia
(8/5/2005)
IAR
Georgia
(8/22/2007)
RR
New Jersey
(2/24/2014)
RR
New York
(8/5/2005)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 4/18/1997
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AI
ANOVEST INVESTMENT ADVISORS
ANOVEST INVESTMENT ADVISORS | ANOVEST INVESTMENT ADVISORS, INC.

CRD#: 132344 / SEC#:

Georgia
Registered Investment Advisory firm - (7/30/2004 Approved)
Texas
Registered Investment Advisory firm - (4/3/2018 Conditional Restricted)
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Contact information


Main Address
3225 Shallowford Road Suite 220, Marietta, GA 30062
Mailing Address
Phone number
(770) 971-7117
Established
Firm type
Fiscal year end
# of Employees
3

Regulatory assets under management


Total Number of Accounts75
AUM (Assets Under Management)$ 39,455,802

Red Flags


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Company Information


ANOVEST INVESTMENT ADVISORS

CRD#: 132344Marietta, GA 30062

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