KA
Kyle D. Addington
INDEPENDENT FINANCIAL GROUP
Goodyear, AZ 85395
Some features on this profile are disabled
CRD#: 2843482
KA
Professional summary
Kyle David Addington is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Goodyear, Arizona.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Kyle has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) AMERICAN WEALTH ADVISERS, PLLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/13/2011 ADDRESS: 15150 W Park Pl, Ste. 303, Goodyear AZ 85395, United States DESCRIPTION: Owner of Securities Business DBA (2) ADDINGTON ADVISORS, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2006 ADDRESS: 15150 W Park Pl, Ste. 303, Goodyear AZ 85395, United States DESCRIPTION: Active LLC but dormant and has no business operations (3) AMERICAN WEALTH ADVISERS, PLLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2023 ADDRESS: 15150 W Park Pl, Ste. 303, Goodyear AZ 85395, United States DESCRIPTION: My account processor provides admin services for other financial advisors helping them complete apps for clients and get then submitted to B/D for processing (4) INSURANCE POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/13/2011 ADDRESS: 15150 W Park Place, Suite 303, Goodyear AZ 85395, United States DESCRIPTION: Fixed Insurance (5) AMERICAN TAX ADVISERS LLC POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/15/2022 ADDRESS: 15150 W Park Place, Suite 303, Goodyear AZ 85395, United States DESCRIPTION: Own tax preparation and filing business. Tax prep and filing firm within our office, refer potential tax clients from my financial advisory practice to tax office. (6) POA POSITION: Serving as POA for parents Living Trust NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/30/2019 ADDRESS: 15561 W Piccadilly Rd, Goodyear AZ 85395, United States DESCRIPTION: POA FOR PARENTS TRUST SINCE 2019. NON-INVESTMENT RELATED. APPROXIMATELY 1% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle David Addington's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kyle David Addington's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2016 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 15150 W Park Place Suite 303, Goodyear, AZ 85395RIA
BD
CRD#: 7717
Goodyear, AZ
Current
August 1, 2016 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 15150 W Park Place Suite 303, Goodyear, AZ 85395RIA
BD
CRD#: 7717
Goodyear, AZ
Past
October 18, 2006 - August 1, 2016
KOVACK ADVISORS, INC.
RIA
CRD#: 140808
LITCHFIELD PK, AZ
Past
August 16, 2005 - August 1, 2016
KOVACK SECURITIES INC.
BD
CRD#: 44848
LITCHFIELD PARK, AZ
Past
June 3, 2005 - August 17, 2005
CROWN CAPITAL SECURITIES, L.P.
RIA
CRD#: 6312
AMARILLO, TX
Past
June 3, 2005 - August 17, 2005
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
ORANGE, CA
Past
April 1, 2003 - June 3, 2005
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
DENVER, CO
Past
June 6, 2000 - June 3, 2005
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Past
January 14, 1997 - June 1, 2000
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/5/2022)
RR
Arizona(8/1/2016)
IAR
Arizona(8/18/2016)
RR
Arkansas(2/6/2018)
RR
California(8/1/2016)
RR
Colorado(8/1/2016)
RR
Florida(7/24/2020)
RR
Georgia(1/4/2022)
RR
Idaho(12/3/2021)
RR
Illinois(8/17/2020)
RR
Indiana(8/1/2016)
RR
Kansas(10/25/2016)
RR
Maryland(8/1/2016)
RR
Massachusetts(3/5/2018)
RR
Michigan(8/1/2016)
RR
Missouri(8/1/2016)
RR
Montana(8/16/2016)
RR
Nevada(8/1/2016)
RR
New Mexico(8/1/2016)
RR
New York(6/25/2020)
RR
North Carolina(8/1/2016)
RR
North Dakota(5/7/2019)
RR
Ohio(8/1/2016)
RR
Oklahoma(12/6/2021)
RR
Oregon(8/1/2016)
RR
South Carolina(8/20/2025)
RR
South Dakota(8/1/2016)
RR
Tennessee(9/11/2020)
IAR
Texas(8/1/2016)
RR
Texas(10/7/2016)
RR
Vermont(4/22/2025)
RR
Virginia(8/1/2016)
RR
Washington(8/25/2016)
RR
Wisconsin(8/1/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717Goodyear, AZ 85395TRUST BUT VERIFY
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