Shad J. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shad Jonathan Long was a registered financial professional .
Shad is a previously registered financial professional and started their career in finance in 1997. Shad had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 1999 - June 4, 2004
CUE FINANCIAL GROUP, INC.
May 7, 1999 - October 19, 1999
UBS FINANCIAL SERVICES INC.
December 23, 1997 - May 12, 1999
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUE FINANCIAL GROUP, INC.
CRD#: 21033 / SEC#: 801-66538, 8-38647
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
