Steve H. Nguyen

BRYN MAWR TRUST ADVISORS

Princeton, NJ 08542

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CRD#: 2843298

Professional summary

Steve H Nguyen, who also goes by Hung Thanh Nguyen, Steve Hung Thanh Nguyen, Steve Nguyen, is a registered financial advisor currently at BRYN MAWR TRUST ADVISORS, LLC located in Princeton, New Jersey.

Steve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Steve has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hung Thanh Nguyen | Steve Hung Thanh Nguyen | Steve Nguyen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fixed insurance sales; 10% time spent during business hours;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve H Nguyen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2025 - Present

BRYN MAWR TRUST ADVISORS, LLC

Office #1: 47 Hulfish Street Suite 320, Princeton, NJ 08542

RIA

CRD#: 285359

Princeton, NJ

Past

August 12, 2019 - September 16, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Pennsauken, NJ

Past

August 12, 2019 - September 16, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Pennsauken, NJ

Past

June 8, 2017 - August 2, 2019

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

HAVERTOWN, PA

Past

June 8, 2017 - August 2, 2019

CITIZENS SECURITIES, INC.

CRD#: 39550

HAVERTOWN, PA

Past

September 19, 2012 - May 30, 2017

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

BURLINGTON, NJ

Past

September 19, 2012 - May 30, 2017

SANTANDER SECURITIES LLC

CRD#: 41791

BURLINGTON, NJ

Past

February 9, 2009 - September 19, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROBBINSVILLE, NJ

Past

May 27, 2008 - September 19, 2012

LPL FINANCIAL LLC

CRD#: 6413

ROBBINSVILLE, NJ

Past

May 21, 2008 - May 27, 2008

IFMG SECURITIES, INC.

CRD#: 14416

PHILADELPHIA, PA

Past

August 1, 2005 - September 7, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

BOSTON, MA

Past

July 12, 2005 - September 7, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

September 8, 2003 - May 17, 2005

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

August 14, 2002 - June 11, 2003

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRYN MAWR TRUST ADVISORS, LLC

CRD#: 285359 / SEC#: 801-108434

RIA

Registered Investment Advisory firm - (10/6/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/30/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/1/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2002

General Securities Representative Examination

Current Firm

BRYN MAWR TRUST ADVISORS, LLC

CRD#: 285359 / SEC#: 801-108434

RIA

Registered Investment Advisory firm - (10/6/2016 Approved)

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Contact information

Main Address

1818 Market Street 22nd Floor, Philadelphia, PA 19103

Mailing Address

Phone number

(215) 731-1820

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRYN MAWR TRUST ADVISORS LLC FORM ADV PART 2A_06302025 (6/30/2025)

Regulatory assets under management

Total Number of Accounts	3,371
AUM (Assets Under Management)	$ 3,011,732,671

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/13/2024	Cover Page	Report
04/09/2024	Cover Page	Report
02/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steve H. Nguyen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve H Nguyen's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IFMG SECURITIES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

OPPENHEIMER & CO. INC.

LEGG MASON WOOD WALKER, INCORPORATED

Primary Firm SEC Registration

BRYN MAWR TRUST ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/30/2005

Series 63

Date: 11/1/2003

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2002

Current Firm

BRYN MAWR TRUST ADVISORS, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRYN MAWR TRUST ADVISORS, LLC

TRUST BUT VERIFY

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