Peter H. Karnowski

QUINCY WELLS ADVISORS

Chicago, IL 60606

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CRD#: 2843265

Professional summary

Peter Henry Karnowski, who also goes by Pete Karnowski, Peter Karnowski, is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Chicago, Illinois and GREAT POINT CAPITAL LLC located in Chicago, Illinois.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Peter has worked at 12 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pete Karnowski | Peter Karnowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Peter Karnowski is an owner of Quincy Wells Capital/ Quincy Wells Group a Broker Dealer. The address of Quincy Wells Capital/ Quincy Wells Group is 200 W Jackson #1340 Chicago IL 60606. The start date is Jan 01, 2025. His duties will be day to day operations, and he plans to spend 2 hours per month during normal trading hours and less than 2 hour per month outside of normal trading hours. This is investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Henry Karnowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2022 - Present

QUINCY WELLS ADVISORS, LLC

Office #1: 200 W. Jackson Blvd. #1000, Chicago, IL 60606

RIA

CRD#: 307477

Chicago, IL

Current

September 29, 2011 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

CRD#: 114203

Chicago, IL

Past

April 15, 2020 - December 31, 2021

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

CHICAGO, IL

Past

July 30, 2019 - March 16, 2020

BLUESKYE INVESTMENT ADVISERS, LLC

RIA

CRD#: 161097

Chicago, IL

Past

August 4, 2014 - December 31, 2018

GREAT POINT ADVISORS LLC

RIA

CRD#: 164554

CHICAGO, IL

Past

August 7, 2012 - December 31, 2013

GREAT POINT ADVISORS LLC

RIA

CRD#: 164554

CHICAGO, IL

Past

January 27, 2011 - September 27, 2011

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

CHICAGO, IL

Past

August 10, 2010 - September 7, 2012

BROKERSXPRESS LLC

RIA

CRD#: 127081

CHICAGO, IL

Past

August 10, 2010 - June 23, 2011

BROKERSXPRESS LLC

CRD#: 127081

CHICAGO, IL

Past

March 9, 2010 - July 15, 2010

JESUP & LAMONT ADVISORS

RIA

CRD#: 108006

CHICAGO, IL

Past

June 4, 2009 - July 15, 2010

JESUP & LAMONT SECURITIES CORP

RIA

CRD#: 39056

CHICAGO, IL

Past

June 4, 2009 - July 15, 2010

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

NEW YORK, NY

Past

September 17, 2007 - October 6, 2009

INTEROCEAN WEALTH MANAGEMENT LLC

RIA

CRD#: 140456

CHICAGO, IL

Past

September 17, 2007 - April 28, 2009

INTEROCEAN SECURITIES LLC

CRD#: 141077

CHICAGO, IL

Past

April 2, 2007 - September 5, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

OAK BROOK, IL

Past

April 2, 2007 - September 5, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

OAK BROOK, IL

Past

August 1, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

OAK BROOK, IL

Past

July 14, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

OAK BROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/12/2015)

Delaware
(6/24/2019)

Florida
(9/29/2011)

Illinois
(9/29/2011)

IAR

Illinois
(1/7/2022)

Michigan
(4/21/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/29/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/3/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/13/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

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Contact information

Main Address

200 W. Jackson Blvd. #1000, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter H. Karnowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Henry Karnowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

QUINCY WELLS ADVISORS, LLC

BLUESKYE INVESTMENT ADVISERS, LLC

GREAT POINT ADVISORS LLC

GREAT POINT ADVISORS LLC

INTERNATIONAL ASSETS ADVISORY, LLC

BROKERSXPRESS LLC

BROKERSXPRESS LLC

JESUP & LAMONT ADVISORS

JESUP & LAMONT SECURITIES CORP

JESUP & LAMONT SECURITIES CORP

INTEROCEAN WEALTH MANAGEMENT LLC

INTEROCEAN SECURITIES LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/29/2005

SIE

Date: 10/1/2018

Series 31

Date: 8/3/2005

Series 7

Date: 7/13/2005

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

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