Gary L. Kieffner

BRANDON FINANCIAL PLANNING

Memphis, TN 38117

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CRD#: 2843171

Professional summary

Gary Lee Kieffner JR, CFP®, who also goes by Gary Lee Kieffner, is a registered financial advisor currently at BRANDON FINANCIAL PLANNING, INC. located in Memphis, Tennessee and SILVER OAK SECURITIES, INCORPORATED located in Memphis, Tennessee.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Gary has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Tax Planning

Estate Planning

Employee and Employer Plan Ben...

Investment Planning

Retirement Planning

Insurance Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Gary Lee Kieffner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Brandon Financial Planning,Is Investment Related,5101 Wheelis Dr, Suite 112, Memphis, TN 38117,Independent RIA,IAR,2006-08-25,160 hours per month,120 hours per month during trading hours,Fee Based Compensation,IAR of an independent RIA offering advisory services and account management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Lee Kieffner JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

August 25, 2006 - Present

BRANDON FINANCIAL PLANNING, INC.

Office #1: 5101 Wheelis Road Suite 112, Memphis, TN 38117

RIA

CRD#: 110267

Memphis, TN

Current

November 17, 2023 - Present

SILVER OAK SECURITIES, INCORPORATED

Office #1: 5101 Wheelis Dr Suite 112, Memphis, TN 38137

RIA

CRD#: 46947

Memphis, TN

Past

August 5, 1998 - November 21, 2023

BRANDON INVESTMENTS, INC.

CRD#: 16931

MEMPHIS, TN

Past

February 20, 1997 - May 19, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRANDON FINANCIAL PLANNING, INC.

BRANCO PLANNING CO INC | BRANDON FINANCIAL PLANNING, INC. | BRANDON FINANCIAL PLANNING INC.

CRD#: 110267 / SEC#: 801-17960

RIA

Registered Investment Advisory firm - (12/3/1982 Approved)

Texas

Registered Investment Advisory firm - (4/10/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Tennessee
(8/25/2006)

Tennessee
(11/21/2023)

IAR

Texas
(5/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/13/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/26/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BRANDON FINANCIAL PLANNING, INC.

BRANCO PLANNING CO INC | BRANDON FINANCIAL PLANNING, INC. | BRANDON FINANCIAL PLANNING INC.

CRD#: 110267 / SEC#: 801-17960

RIA

Registered Investment Advisory firm - (12/3/1982 Approved)

Texas

Registered Investment Advisory firm - (4/10/2002 Terminated)

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Contact information

Main Address

5101 Wheelis Road Suite 112, Memphis, TN 38117

Mailing Address

P O Box 770870, Memphis, TN 38177

Phone number

(901) 324-6600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	771
AUM (Assets Under Management)	$ 362,822,144

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/17/2025	Cover Page	Report
01/24/2024	Cover Page	Report
10/25/2022	Cover Page	Report
03/24/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Gary L. Kieffner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Lee Kieffner JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

BRANDON INVESTMENTS, INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

BRANDON FINANCIAL PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/13/1997

Series 63

Date: 2/26/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/19/1997

FINRA

Current Firm

BRANDON FINANCIAL PLANNING, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRANDON FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

Contact information

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