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MF

Michael A. Fox

CHELSEA FINANCIAL SERVICES
Staten Island, NY 10307
Some features on this profile are disabled
CRD#: 2843169
MF

Professional summary

Michael A Fox, who also goes by Michael A Fox, Mike Fox, Mke Fox, Michael Allen Fox, Michael Fox, is a registered financial professional currently at CHELSEA FINANCIAL SERVICES located in Staten Island, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael A Fox | Mike Fox | Mke Fox | Michael Allen Fox | Michael Fox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael A Fox's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2026 - Present

CHELSEA FINANCIAL SERVICES

Office #1: 242 Main Street, Staten Island, NY 10307
BD
CRD#: 47770
Staten Island, NY
Past

December 11, 2025 - May 5, 2026

MARIPAU WEALTH MANAGEMENT LLC

RIA
CRD#: 311934
Marlton, NJ
Past

November 5, 2025 - November 24, 2025

CHELSEA ADVISORY SERVICES, INC

RIA
CRD#: 150791
Cherry Hill, NJ
Past

March 11, 2025 - November 24, 2025

CHELSEA FINANCIAL SERVICES

BD
CRD#: 47770
STATEN ISLAND, NY
Past

November 16, 2021 - January 26, 2024

CHELSEA ADVISORY SERVICES, INC

RIA
CRD#: 150791
Cherry Hill, NJ
Past

November 16, 2021 - October 31, 2024

CHELSEA FINANCIAL SERVICES

BD
CRD#: 47770
STATEN ISLAND, NY
Past

March 1, 2019 - May 28, 2020

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
CHERRY HILL, NJ
Past

March 1, 2019 - May 28, 2020

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
CHERRY HILL, NJ
Past

June 7, 2016 - March 1, 2019

QUESTAR ASSET MANAGEMENT, INC.

RIA
CRD#: 133358
CHERRY HILL, NJ
Past

June 2, 2016 - March 1, 2019

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
CHERRY HILL, NJ
Past

July 7, 2015 - June 3, 2016

CONCORDE ASSET MANAGEMENT, LLC

RIA
CRD#: 140367
MARLTON, NJ
Past

July 6, 2015 - June 3, 2016

CONCORDE INVESTMENT SERVICES, LLC

BD
CRD#: 151604
Marlton, NJ
Past

February 3, 2015 - July 6, 2015

SUMMIT FINANCIAL GROUP INC

RIA
CRD#: 109485
MARLTON, NJ
Past

October 21, 2014 - July 6, 2015

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
Marlton, NJ
Past

August 13, 2013 - November 6, 2014

OSAIC FS, INC.

BD
CRD#: 3870
MARLTON, NJ
Past

February 19, 1997 - August 27, 1998

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(4/29/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/28/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/4/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/13/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CHELSEA FINANCIAL SERVICES
CHELSEA FINANCIAL SERVICES | DBA CHELSEA FINANCIAL SERVICES | CHELSEA MORGAN SECURITIES, INC.

CRD#: 47770 / SEC#: , 8-51916

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
242 Main Street, Staten Island, NY 10307
Mailing Address
242 Main Street, Staten Island, NY 10307
Phone number
(718) 967-8400
Established
New York since 05/05/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PISAPIA, JOHN THOMASPRESIDENT2336216
SEBOLD, STEPHEN RAPHAELCHIEF COMPLIANCE OFFICER2453748

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHELSEA FINANCIAL SERVICES

CRD#: 47770Staten Island, NY 10307

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