Aaron Foley

SANTANDER SECURITIES LLC

Hanover, MA

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CRD#: 2843153

Professional summary

Aaron Foley, who also goes by Aaron G Foley, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Hanover, Massachusetts.

Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Aaron has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron G Foley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Foley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Aaron Foley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 27, 2019 - Present

SANTANDER SECURITIES LLC

Office #2: 75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109

RIA

CRD#: 41791

Hanover, MA

Current

November 12, 2019 - Present

SANTANDER SECURITIES LLC

Office #1: 75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109

RIA

CRD#: 41791

Boston, MA

Past

March 31, 2017 - October 4, 2019

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

BROCKTON, MA

Past

September 22, 2015 - October 4, 2019

CITIZENS SECURITIES, INC.

CRD#: 39550

BROCKTON, MA

Past

November 25, 2009 - September 15, 2015

MOORS & CABOT, INC.

CRD#: 594

BOSTON, MA

Past

December 12, 2007 - December 1, 2009

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

BOSTON, MA

Past

October 24, 2003 - December 4, 2007

OPPENHEIMER & CO. INC.

CRD#: 249

BOSTON, MA

Past

July 16, 1999 - November 12, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 19, 1997 - July 23, 1999

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANTANDER SECURITIES LLC

SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES

CRD#: 41791 / SEC#: 801-56796, 8-49571

RIA

Registered Investment Advisory firm - SEC (9/2/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/22/2021)

Alaska
(11/22/2021)

Arizona
(11/22/2021)

Arkansas
(11/22/2021)

California
(11/22/2021)

Colorado
(11/22/2021)

Connecticut
(11/22/2021)

Delaware
(11/22/2021)

District of Columbia
(11/22/2021)

Florida
(11/22/2021)

Georgia
(11/22/2021)

Hawaii
(11/22/2021)

Idaho
(11/22/2021)

Illinois
(11/22/2021)

Indiana
(11/22/2021)

Iowa
(11/22/2021)

Kansas
(11/22/2021)

Kentucky
(11/22/2021)

Louisiana
(11/22/2021)

Maine
(11/22/2021)

Maryland
(11/22/2021)

Massachusetts
(11/13/2019)

IAR

Massachusetts
(11/27/2019)

Michigan
(11/22/2021)

Minnesota
(11/22/2021)

Mississippi
(11/22/2021)

Missouri
(11/22/2021)

Montana
(11/22/2021)

Nebraska
(11/22/2021)

New Hampshire
(11/22/2021)

New Jersey
(11/22/2021)

New Mexico
(11/22/2021)

New York
(11/22/2021)

North Carolina
(11/22/2021)

North Dakota
(11/22/2021)

Ohio
(11/23/2021)

Oklahoma
(11/22/2021)

Oregon
(11/22/2021)

Pennsylvania
(11/22/2021)

Puerto Rico
(11/22/2021)

Rhode Island
(11/22/2021)

South Carolina
(11/22/2021)

South Dakota
(11/22/2021)

Tennessee
(11/22/2021)

Texas
(11/22/2021)

Utah
(11/22/2021)

Vermont
(11/22/2021)

Virgin Islands
(11/22/2021)

Virginia
(11/22/2021)

Washington
(11/22/2021)

West Virginia
(11/22/2021)

Wisconsin
(11/22/2021)

Wyoming
(11/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/2/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SANTANDER SECURITIES LLC

SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES

CRD#: 41791 / SEC#: 801-56796, 8-49571

RIA

Registered Investment Advisory firm - SEC (9/2/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109

Mailing Address

75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109

Phone number

(866) 736-6475

Established

Delaware since 01/03/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

440

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

SSLLC FMAX ADVISORY PROGRAM WRAP FEE BROCHURE 11.2025 (11/5/2025)

Direct owners and executive officers

Name	Position	CRD#
SANTANDER CAPITAL HOLDINGS, LLC	DIRECT OWNER
BOWLER, DANIEL P	CHIEF FINANCIAL OFFICER	5354805
CARTER, LAWRENCE ANDREW	CHIEF COMPLIANCE OFFICER	2113682
CYLC, JOHN ALLAN II	NATIONAL BUSINESS DIRECTOR	2917559
NEURATH, DUSTIN	DIRECTOR	8044630
SCHMITZ, NICOLE	CHIEF OPERATIONS OFFICER	2815862
SNYDER, JONATHAN ANDREW	PRESIDENT & CEO	6514215
VANNAH, JAMES DOUGLASS	CHIEF LEGAL OFFICER & SECRETARY	5679595
VILLANO, ALYSON NICOLE	DIRECTOR	7473984
WATSON, JONATHAN EDWARD	DIRECTOR	7631421

Regulatory assets under management

Total Number of Accounts	10,401
AUM (Assets Under Management)	$ 2,553,311,017

Disclosures

Regulatory Event	12
Arbitration	7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Aaron Foley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Foley's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Aaron Foley's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANTANDER SECURITIES LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

MOORS & CABOT, INC.

JESUP & LAMONT SECURITIES CORP

OPPENHEIMER & CO. INC.

UBS FINANCIAL SERVICES INC.

GRUNTAL & CO., L.L.C.

Primary Firm SEC Registration

SANTANDER SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/2017

Series 63

Date: 6/2/1997

SIE

Date: 10/1/2018

Series 7

Date: 5/16/1997

FINRA

Current Firm

SANTANDER SECURITIES LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

SANTANDER SECURITIES LLC

TRUST BUT VERIFY

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