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JM

John T. Mancini

CHELSEA FINANCIAL SERVICES
Staten Island, NY 10307
Some features on this profile are disabled
CRD#: 2843150
JM

Professional summary

John Thomas Mancini, who also goes by John Mancini, is a registered financial professional currently at CHELSEA FINANCIAL SERVICES located in Staten Island, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Mancini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Thomas Mancini's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2025 - Present

CHELSEA FINANCIAL SERVICES

Office #1: 242 Main Street, Staten Island, NY 10307
BD
CRD#: 47770
Staten Island, NY
Past

June 17, 2024 - May 12, 2025

SAN BLAS SECURITIES LLC

BD
CRD#: 290605
CHICAGO, IL
Past

March 14, 2023 - June 5, 2024

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
STATEN ISLAND, NY
Past

March 1, 2012 - December 18, 2012

FAIRPORT ADVISORS, INC.

RIA
CRD#: 117177
STATEN ISLAND, NY
Past

October 29, 2007 - December 31, 2022

FAIRPORT CAPITAL, INC.

BD
CRD#: 15034
SCOTTSDALE, AZ
Past

November 19, 2004 - July 6, 2006

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
BRONX, NY
Past

November 19, 2004 - July 6, 2006

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
BRONX, NY
Past

December 3, 2003 - November 26, 2004

HSBC BROKERAGE (USA) INC.

BD
CRD#: 6956
NEW YORK, NY
Past

June 18, 2003 - December 2, 2003

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
NEW YORK, NY
Past

June 18, 2003 - December 2, 2003

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

April 16, 2003 - June 25, 2003

QUICK & REILLY, INC.

RIA
CRD#: 11217
NEW YORK, NY
Past

November 21, 2002 - June 25, 2003

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

April 29, 1999 - December 2, 2002

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
NEW YORK, NY
Past

August 14, 1998 - December 2, 2002

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

September 29, 1997 - August 19, 1998

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/24/2025)
RR
Florida
(5/12/2025)
RR
New Jersey
(5/12/2025)
RR
New York
(5/12/2025)
RR
Texas
(5/12/2025)
RR
Washington
(6/24/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/22/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/28/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 3/14/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/25/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 9/28/2004
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 2/27/2004
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/29/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CHELSEA FINANCIAL SERVICES
CHELSEA FINANCIAL SERVICES | DBA CHELSEA FINANCIAL SERVICES | CHELSEA MORGAN SECURITIES, INC.

CRD#: 47770 / SEC#: , 8-51916

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
242 Main Street, Staten Island, NY 10307
Mailing Address
242 Main Street, Staten Island, NY 10307
Phone number
(718) 967-8400
Established
New York since 05/05/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PISAPIA, JOHN THOMASPRESIDENT2336216
SEBOLD, STEPHEN RAPHAELCHIEF COMPLIANCE OFFICER2453748

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHELSEA FINANCIAL SERVICES

CRD#: 47770Staten Island, NY 10307

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