Andrea D. Mears
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrea Diane Mears, who also goes by Andrea Ingogliamears, Andrea Mears, was a registered financial professional .
Andrea is a previously registered financial professional and started their career in finance in 1997. Andrea had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - May 2, 2017
CLIENT 1ST ADVISORY GROUP
July 29, 2005 - December 31, 2006
PURSHE KAPLAN STERLING INVESTMENTS
May 26, 2005 - June 30, 2015
CAPITAL INVESTMENT ADVISORS
May 16, 2000 - May 9, 2005
SPC
September 14, 1999 - May 9, 2005
SIGMA FINANCIAL CORPORATION
January 24, 1997 - September 20, 1999
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
CLIENT 1ST ADVISORY GROUP
CRD#: 167790 / SEC#: 801-78052
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLIENT 1ST ADVISORY GROUP
CRD#: 167790 / SEC#: 801-78052
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 840 |
| AUM (Assets Under Management) | $ 403,969,413 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 09/11/2024 | ||
| 08/07/2024 | ||
| 12/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
