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Ryan Matthew Glaspell

CRD# 2842996·Registered 1997 - 2014
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan Matthew Glaspell, who also goes by Ryan Glaspell, was a registered financial advisor. Ryan was a previously registered financial advisor and started their career in finance 1997 - 2014. Ryan had worked at 16 firms and has passed the Series 63, Series 65, Series 7, Series 15 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan Glaspell

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

SMC ADVISORY NETWORK, LLC·CRD# 165389
RIA
Boardman, OH
May 15, 2014 - September 5, 2014
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Akron, OH
September 29, 2008 - March 13, 2009
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Akron, OH
September 24, 2008 - March 13, 2009
FORESTERS EQUITY SERVICES, INC.·CRD# 18464
BD
Mentor, OH
April 17, 2008 - April 23, 2008
XTENT FINANCIAL GROUP, INC.·CRD# 7854
BD
North Canton, OH
April 16, 2008 - October 16, 2008
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
RIA
Louisville, OH
November 29, 2007 - March 25, 2008
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
BD
Louisville, OH
November 19, 2007 - March 25, 2008
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
Houston, TX
November 3, 2005 - November 12, 2007
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
BD
Houston, TX
October 31, 2005 - November 12, 2007
INVEST FINANCIAL CORPORATION·CRD# 12984
RIA
Cuyahoga Falls, OH
October 14, 2005 - November 21, 2005
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Appleton, WI
October 13, 2005 - November 21, 2005
NATCITY INVESTMENTS, INC.·CRD# 17490
RIA
Cleveland, OH
December 13, 2004 - September 29, 2005
NATCITY INVESTMENTS, INC.·CRD# 17490
BD
Cleveland, OH
December 3, 2004 - September 29, 2005
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
October 27, 2003 - December 2, 2004
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
Independence, OH
January 15, 2003 - October 22, 2003
THE VARIABLE ANNUITY MARKETING COMPANY·CRD# 5081
BD
Houston, TX
June 14, 2001 - December 31, 2001
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
BD
Houston, TX
June 14, 2001 - October 22, 2003
MM ASCEND LIFE INVESTOR SERVICES, LLC·CRD# 36451
BD
Cincinnati, OH
February 20, 2001 - June 22, 2001
CINCINNATI ANALYSTS, INC.·CRD# 5478
BD
Cincinnati, OH
July 14, 2000 - February 15, 2001
VESTAX SECURITIES CORPORATION·CRD# 10332
BD
Hudson, OH
September 3, 1998 - May 17, 2000
FIRSTMERIT SECURITIES, INC.·CRD# 35057
BD
Akron, OH
March 25, 1998 - August 10, 1998
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
October 20, 1997 - March 13, 1998
SCOTTRADE, INC.·CRD# 8206
BD
St. Louis, MO
May 14, 1997 - October 22, 1997

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Current Firm

SA
SMC ADVISORY NETWORK, LLC

SMC ADVISORY NETWORK, LLC

CRD#: 165389

Contact Information

Main Address

1039-b Boardman-canfield Rd, Boardman, OH 44512

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2005About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1997About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed May 1997About the Series 7 exam

Series 15 — Foreign Currency Options Examination

Passed Dec 1996

Series 24 — General Securities Principal Examination

Passed Dec 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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