Ryan M. Glaspell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Matthew Glaspell, who also goes by Ryan Glaspell, was a registered financial advisor .
Ryan is a previously registered financial advisor and started their career in finance in 1997. Ryan had worked at 16 firms and has passed the Series 63, Series 65, Series 7, Series 15 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2014 - September 5, 2014
SMC ADVISORY NETWORK, LLC
September 29, 2008 - March 13, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
September 24, 2008 - March 13, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
April 17, 2008 - April 23, 2008
FORESTERS EQUITY SERVICES, INC.
April 16, 2008 - October 16, 2008
XTENT FINANCIAL GROUP, INC.
November 29, 2007 - March 25, 2008
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
November 19, 2007 - March 25, 2008
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
November 3, 2005 - November 12, 2007
VALIC FINANCIAL ADVISORS, INC.
October 31, 2005 - November 12, 2007
VALIC FINANCIAL ADVISORS, INC.
October 14, 2005 - November 21, 2005
INVEST FINANCIAL CORPORATION
October 13, 2005 - November 21, 2005
INVEST FINANCIAL CORPORATION
December 13, 2004 - September 29, 2005
NATCITY INVESTMENTS, INC.
December 3, 2004 - September 29, 2005
NATCITY INVESTMENTS, INC.
October 27, 2003 - December 2, 2004
LPL FINANCIAL LLC
January 15, 2003 - October 22, 2003
VALIC FINANCIAL ADVISORS, INC.
June 14, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
June 14, 2001 - October 22, 2003
VALIC FINANCIAL ADVISORS, INC.
February 20, 2001 - June 22, 2001
MM ASCEND LIFE INVESTOR SERVICES, LLC
July 14, 2000 - February 15, 2001
CINCINNATI ANALYSTS, INC.
September 3, 1998 - May 17, 2000
VESTAX SECURITIES CORPORATION
March 25, 1998 - August 10, 1998
FIRSTMERIT SECURITIES, INC.
October 20, 1997 - March 13, 1998
UBS FINANCIAL SERVICES INC.
May 14, 1997 - October 22, 1997
SCOTTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 12/26/1996
Foreign Currency Options ExaminationCurrent Firm
SMC ADVISORY NETWORK, LLC
CRD#: 165389 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
