Walter Schacht

TRUIST ADVISORY SERVICES

NAPLES, FL 34108

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CRD#: 2842964

Professional summary

Walter Schacht, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Naples, Florida and TRUIST INVESTMENT SERVICES, INC. located in Naples, Florida.

Walter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Walter has worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. REGIONS WEALTH ADVISOR -PROFILES CLIENTS AND REFERS TO PROPER CHANNEL BASED ON NEEDS, DOES NOT PLACE TRADES, OR MAKE RECOMMENDATIONS. 2. NAPLES ENDOWMENT BOARD MEMBER, REVIEWING FINANCIAL REPORTS, ASSISTING IN BUDGET PROCESS AND REVIEWING INVESTMENT PROFITS <1 HR WK. 3. CATHOLIC CHARITIES BOARD MEMBER-ATTEND MO. MEETINGS, NETWORKING IN COMMUNITY, LEADERSHIP/ADMINISTRATION ADVICE, REVIEW BUDGETS, VOLUNTEER IN FOOD PANTRY <1HR WK. 4. VOLUNTEER GUARDIAN FOR HONOR FLIGHT OF COLLIER COUNTY-TRANSPORTING AND ACCOMPANY VETS TO MEMORIALS IN D.C. 1HR WK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Schacht's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

September 26, 2025 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 801 Laurel Oak Drive, Naples, FL 34108

RIA

CRD#: 283390

NAPLES, FL

Current

September 19, 2025 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 801 Laurel Oak Dr Fl 2, Naples, FL 34108

CRD#: 17499

Naples, FL

Past

October 17, 2017 - September 9, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

NAPLES, FL

Past

July 26, 2017 - September 9, 2025

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

NAPLES, FL

Past

September 28, 2016 - June 14, 2019

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

NAPLES, FL

Past

July 27, 2016 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

NAPLES, FL

Past

June 28, 2016 - May 10, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

NAPLES, FL

Past

December 8, 2015 - June 29, 2016

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

NAPLES, FL

Past

September 1, 2011 - January 24, 2014

OSAIC INSTITUTIONS, INC.

CRD#: 35371

MERIDEN, CT

Past

September 4, 2008 - February 22, 2011

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

CHICAGO, IL

Past

March 1, 2002 - September 13, 2006

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

NAPLES, FL

Past

November 25, 1999 - February 13, 2002

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

February 3, 1999 - March 2, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

October 23, 1997 - February 16, 1999

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

CRD#: 17529

FARMINGTON HILLS, MI

Past

January 27, 1997 - November 7, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/19/2025)

IAR

Florida
(9/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/15/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/1/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/21/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/24/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Walter Schacht

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Schacht's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

OSAIC INSTITUTIONS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

WELLS FARGO INVESTMENTS, LLC

CITICORP INVESTMENT SERVICES

FIRST UNION BROKERAGE SERVICES, INC.

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/15/2016

Series 65

Date: 7/1/1997

SIE

Date: 10/1/2018

Series 7

Date: 8/17/1998

Series 6

Date: 1/21/1997

Series 24

Date: 7/24/2001

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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