Noha A. Schulze
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Noha Assad Schulze, who also goes by Noha Assad Batrouny, Noha Batrouny, was a registered financial professional .
Noha is a previously registered financial professional and started their career in finance in 1997. Noha had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2013 - June 10, 2016
PURSHE KAPLAN STERLING INVESTMENTS
January 31, 2013 - April 16, 2025
SEACREST WEALTH MANAGEMENT, LLC
September 30, 2002 - September 6, 2012
WELLS FARGO CLEARING SERVICES, LLC
September 30, 2002 - September 6, 2012
WELLS FARGO CLEARING SERVICES, LLC
November 15, 1999 - October 11, 2002
CITIGROUP GLOBAL MARKETS INC.
November 2, 1999 - October 11, 2002
CITIGROUP GLOBAL MARKETS INC.
January 28, 1997 - November 23, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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