Edward R. Pappas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward R. Pappas, who also goes by Bud Pappas, Edward Bud Pappas, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1997. Edward had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2021 - October 12, 2022
CARDINAL POINT WEALTH MANAGEMENT
May 13, 2019 - November 1, 2021
CARDINAL POINT WEALTH MANAGEMENT, LLC
May 13, 2019 - October 22, 2024
CARDINAL POINT WEALTH MANAGEMENT
July 28, 2016 - March 14, 2019
KESTRA ADVISORY SERVICES, LLC
July 20, 2016 - March 14, 2019
KESTRA INVESTMENT SERVICES, LLC
May 10, 2013 - July 21, 2016
SII INVESTMENTS, INC.
April 22, 2013 - July 21, 2016
SII INVESTMENTS, INC.
March 15, 2010 - December 31, 2011
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
February 12, 2007 - December 31, 2011
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
February 2, 2007 - December 31, 2011
LPL FINANCIAL LLC
December 19, 2001 - February 8, 2007
SII INVESTMENTS, INC.
January 9, 2001 - December 20, 2001
FSC SECURITIES CORPORATION
March 8, 1999 - January 16, 2001
SECURITIES AMERICA, INC.
August 28, 1998 - January 1, 1999
SECURITIES AMERICA, INC.
April 1, 1997 - March 11, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 31, 1997 - July 9, 1998
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARDINAL POINT WEALTH MANAGEMENT
CRD#: 316266 / SEC#: 801-122341
Contact information
Regulatory assets under management
| Total Number of Accounts | 802 |
| AUM (Assets Under Management) | $ 642,036,454 |
Red Flags
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