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TS

Tim T. Smith

QUILITY FINANCIAL ADVISORS
ROSEVILLE, CA 95747
Some features on this profile are disabled
CRD#: 2842543
TS

Professional summary

Tim Taylor Smith, ChFC®, CLU®, who also goes by Tim Fred Smith, Tim Fred Taylor, is a registered financial advisor currently at QUILITY FINANCIAL ADVISORS located in Roseville, California.

Tim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Tim has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tim Fred Smith | Tim Fred Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STRATEGERY ADVISERS, INC POSITION: Sales Rep NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/08/2020 ADDRESS: 970 Reserve Drive, Suite 100, Roseville CA 95678, United States DESCRIPTION: Insurance Sales Leake Insurance Agency 3939 Cincinnati Ave Rocklin CA, 95765 United States Life Insurance, Health Insurance, Long Term Care Insurance, Disability Insurance, Fixed/Fixed Indexed Annuity Sales Investment related STRATEGERY ADVISERS, INC POSITION: Advisory NATURE: Securities America Advisors INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/08/2020 ADDRESS: 970 Reserve Drive, Suite 100, Roseville CA 95678, United States DESCRIPTION: Advisory SSA POSITION: Advisor NATURE: SSA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 970 Reserve Drive, Suite 100, Roseville CA 95678, United States DESCRIPTION: Advisory

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tim Taylor Smith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Current

March 20, 2025 - Present

QUILITY FINANCIAL ADVISORS

Office #1: 1782 Ravenna Way, Roseville, CA 95747
RIA
CRD#: 304586
ROSEVILLE, CA
Past

July 11, 2023 - March 18, 2025

PACKERLAND BROKERAGE SERVICES, INC.

BD
CRD#: 37031
Roseville, CA
Past

May 25, 2023 - March 18, 2025

PACKERLAND BROKERAGE SERVICES, INC.

RIA
CRD#: 37031
Roseville, CA
Past

July 17, 2020 - September 29, 2022

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
ROSEVILLE, CA
Past

July 17, 2020 - September 29, 2022

SECURITIES AMERICA, INC.

BD
CRD#: 10205
Roseville, CA
Past

April 6, 2018 - July 17, 2020

INVESTACORP ADVISORY SERVICES INC

RIA
CRD#: 109011
Roseville, CA
Past

March 20, 2018 - July 17, 2020

INVESTACORP, INC.

BD
CRD#: 7684
Roseville, CA
Past

February 17, 2011 - March 2, 2018

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
ROSEVILLE, CA
Past

February 16, 2011 - March 2, 2018

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
ROSEVILLE, CA
Past

December 13, 2004 - February 11, 2011

QA3 FINANCIAL LLC

RIA
CRD#: 104957
ROSEVILLE, CA
Past

December 13, 2004 - February 11, 2011

QA3 FINANCIAL CORP.

BD
CRD#: 14754
AUBURN, CA
Past

May 21, 2004 - December 10, 2004

RESOURCE INVESTMENT ARCHITECTS, INC.

RIA
CRD#: 111894
ROSEVILLE, CA
Past

May 21, 2001 - December 10, 2004

INVESTMENT ARCHITECTS, INC.

BD
CRD#: 17774
PETALUMA, CA
Past

September 29, 1998 - June 21, 2001

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

February 7, 1997 - October 22, 1998

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QF
QUILITY FINANCIAL ADVISORS
API FINANCIAL ADVISORS, LLC | QUILITY FINANCIAL ADVISORS

CRD#: 304586 / SEC#: 801-117119

RIA
Registered Investment Advisory firm - (7/31/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/20/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/23/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/29/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/29/1997
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/16/2001
General Securities Principal Examination

Current Firm

QF
QUILITY FINANCIAL ADVISORS
API FINANCIAL ADVISORS, LLC | QUILITY FINANCIAL ADVISORS

CRD#: 304586 / SEC#: 801-117119

RIA
Registered Investment Advisory firm - (7/31/2019 Approved)
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Contact information

Main Address
1950 Rockledge Blvd Unit 201, Rockledge, FL 32955
Mailing Address
Phone number
(321) 888-2599
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts464
AUM (Assets Under Management)$ 71,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUILITY FINANCIAL ADVISORS

CRD#: 304586Roseville, CA 95747

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