Tim Taylor Smith
ChFC®, CLU®Professional Summary
Tim Taylor Smith, ChFC®, CLU®, who also goes by Tim Fred Smith, Tim Fred Taylor, is a registered financial advisor currently at API FINANCIAL ADVISORS, LLC located in Roseville, California. Tim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Tim has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tim Fred Smith, Tim Fred Taylor
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
API FINANCIAL ADVISORS, LLC | QUILITY FINANCIAL ADVISORS
Contact Information
Main Address
1950 Rockledge Blvd Unit 201, Rockledge, FL 32955Phone Number
(321) 888-2599# of Employees
13SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
696AUM (Assets Under Management)
$84,651,087Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
API FINANCIAL ADVISORS, LLC | QUILITY FINANCIAL ADVISORS
State Registrations and Notice Filings
(3/20/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1997About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Tim Taylor Smith's CRS (Customer Relationship Summary).
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