Stanley F. Eckert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Fairfield Eckert, who also goes by Stan Fairfield Eckert, Stan Eckert, Stanley F. Eckert, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1997. Stanley had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2011 - December 18, 2020
NEWPORT GROUP SECURITIES, INC.
February 19, 2009 - February 3, 2011
CLARK SECURITIES, INC.
January 5, 2006 - November 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 15, 2003 - July 23, 2003
METROPOLITAN LIFE INSURANCE COMPANY
January 15, 2003 - July 23, 2003
MSI FINANCIAL SERVICES, INC.
December 4, 1998 - December 31, 2001
SLD AMERICA EQUITIES, INC.
March 12, 1997 - March 19, 1998
EXECUTIVE SERVICES SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWPORT GROUP SECURITIES, INC.
CRD#: 29722 / SEC#: 801-60427, 8-44508
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWPORT GROUP HOLDINGS I, INC. | OWNER | |
| KAPLAN, ROBERT BARRY | CCO | 1286735 |
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 22,966,874,617 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
