SS
Steven F. Scaramastro
CANTOR FITZGERALD & CO.
Memphis, TN 38119
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CRD#: 2842349
SS
Professional summary
Steven Frank Scaramastro, who also goes by Steven Frank Scaramastro, Steve Scaramastro, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Memphis, Tennessee.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1997. Steven has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Steven Frank Scaramastro | Steve Scaramastro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Steven Frank Scaramastro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2024 - Present
CANTOR FITZGERALD & CO.
Office #1: 6410 Poplar Avenue Suite 700, Memphis, TN 38119BD
CRD#: 134
Memphis, TN
Past
April 22, 2022 - May 29, 2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
MEMPHIS, TN
Past
May 1, 2001 - December 18, 2019
ICBA SECURITIES
BD
CRD#: 24088
MEMPHIS, TN
Past
May 1, 2001 - April 22, 2022
VINING-SPARKS IBG, LLC
BD
CRD#: 27502
MEMPHIS, TN
Past
November 14, 1997 - April 17, 2001
FIRST HORIZON ADVISORS, INC.
BD
CRD#: 17117
MEMPHIS, TN
Past
January 28, 1997 - November 5, 1997
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/25/2024)
RR
Colorado(5/8/2025)
RR
Florida(7/25/2024)
RR
Georgia(7/25/2024)
RR
Idaho(7/25/2024)
RR
Illinois(7/25/2024)
RR
Iowa(7/25/2024)
RR
Kansas(7/25/2024)
RR
Maryland(7/25/2024)
RR
Michigan(5/8/2025)
RR
Minnesota(5/8/2025)
RR
Missouri(5/8/2025)
RR
New Hampshire(7/25/2024)
RR
North Carolina(5/8/2025)
RR
North Dakota(5/8/2025)
RR
Ohio(5/9/2025)
RR
South Carolina(7/25/2024)
RR
Tennessee(7/17/2024)
RR
Texas(7/25/2024)
RR
West Virginia(7/25/2024)
RR
Wisconsin(5/8/2025)
RR
Wyoming(7/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CANTOR DIRECT A DIVISION OF CANTOR FITZGERALD & CO. | CANTOR, FITZGERALD & CO., INC. | CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
110 East 59th Street 4th Floor, New York, NY, 10022
Mailing Address
110 East 59th Street 4th Floor, New York, NY, 10022
Phone number
(212) 938-5000
Established
New York since 09/25/1992
Firm type
Partnership
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CANTOR FITZGERALD & CO.
CRD#: 134Memphis, TN 38119TRUST BUT VERIFY
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