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Ross Furman

REGAL ADVISORY SERVICES
Miami, FL
·CRD# 2842300·29 years experience

Professional Summary

Ross Furman, who also goes by Rostislav Furman, Ross Furman, is a registered financial advisor currently at REGAL ADVISORY SERVICES, INC. located in Miami, Florida and REGAL SECURITIES, INC. located in Miami, Florida. Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Ross has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rostislav Furman, Ross Furman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

REGAL ADVISORY SERVICES, INC.·CRD# 123842
RIA
Miami, FL
September 26, 2012 - Present
REGAL SECURITIES, INC.·CRD# 7297
BD
7914 Ne 4 Ct, Miami, FL 33130
July 1, 2011 - Present
TRANSCEND CAPITAL·CRD# 104483
BD
New York, NY
November 25, 2009 - July 1, 2011
GROSSMAN & CO., LLC.·CRD# 10222
BD
Staten Island, NY
January 3, 2008 - December 31, 2009
D. WECKSTEIN & CO., INC.·CRD# 20338
BD
New York, NY
April 25, 2007 - January 3, 2008
LEEB BROKERAGE SERVICES, INC.·CRD# 46195
BD
New York, NY
September 26, 2001 - May 16, 2007
WALL STREET FINANCIAL GROUP, INC.·CRD# 35830
BD
Victor, NY
January 24, 2000 - September 26, 2001
JOSEPH GUNNAR & CO. LLC·CRD# 24795
BD
Uniondale, NY
August 19, 1998 - May 1, 2000
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
May 16, 1997 - August 27, 1998
MILLENNIUM SECURITIES CORP.·CRD# 31695
BD
New York, NY
February 19, 1997 - March 14, 1997
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
February 7, 1997 - February 18, 1997

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Current Firm

RA
REGAL ADVISORY SERVICES, INC.

REGAL ADVISORY SERVICES, INC.

CRD#: 123842 / SEC#: 801-71619
RIA
Registered Investment Advisory firm - SEC (7/12/2010 Approved)
Arizona
Registered Investment Advisory firm - Arizona (8/14/2012 Terminated)
Arkansas
Registered Investment Advisory firm - Arkansas (8/14/2012 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (8/2/2010 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (7/13/2010 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (7/13/2010 Terminated)
Florida
Registered Investment Advisory firm - Florida (8/14/2012 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (9/24/2010 Terminated)
Hawaii
Registered Investment Advisory firm - Hawaii (12/31/2010 Terminated)
Idaho
Registered Investment Advisory firm - Idaho (7/14/2010 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (8/14/2012 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (7/13/2010 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (7/13/2010 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (8/14/2012 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (7/13/2010 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (7/21/2010 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (8/3/2010 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (7/14/2010 Terminated)
Mississippi
Registered Investment Advisory firm - Mississippi (8/14/2012 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (7/13/2010 Terminated)
Nebraska
Registered Investment Advisory firm - Nebraska (7/14/2010 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (9/20/2012 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (7/13/2010 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (9/21/2012 Terminated)
New Mexico
Registered Investment Advisory firm - New Mexico (7/13/2010 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (7/13/2010 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (7/13/2010 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (8/14/2012 Terminated)
Oregon
Registered Investment Advisory firm - Oregon (7/15/2010 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (7/14/2010 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (7/13/2010 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (8/12/2010 Terminated)
Texas
Registered Investment Advisory firm - Texas (8/14/2012 Terminated)
Utah
Registered Investment Advisory firm - Utah (8/12/2010 Terminated)
Vermont
Registered Investment Advisory firm - Vermont (8/14/2012 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (7/13/2010 Terminated)
Washington
Registered Investment Advisory firm - Washington (7/16/2010 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (7/13/2010 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771

Phone Number

(877) 488-6537

# of Employees

25

SEC notice filing (15 States and Territories)

Registered to provide investment advisory services in 15 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/19/2026)

Regulatory Assets Under Management

Total Number of Accounts

274

AUM (Assets Under Management)

$121,430,017

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of Business: Wall Street Rabbi LLC Nature of Business: Investing Address: no physical address (rep's current address) Position: President / Owner Investment Related: YES Start Date: 2/2018 #Hours/month: 1 (to maintain website) #Hours during trading hours: 0 2) Name: Prestige Employee Administrators Position: Contractor Nature of Position: refer customers to Prestige for referral fee Investment-related: No Start: 1/2019 Hours/month: Less than 1 per week (4 per month tops) Hours during trading: 0 3) Name of Business: Bottom Line Concepts Nature of Business: Consulting firm to large businesses looking to save money on various lines of expenses. Address: 1407 Broadway, 40th Floor, New York, NY 10018 Position: Introducing Broker (client referrals) Investment Related: No Start Date: 2/2020 (had previously been an OBA, dropped it, re-applied for it) #Hours/month: 1hr/week #Hours during trading hours: 0 4) Name: 2005 Eleven LLC Address: 92 SW 3 St., Apt. 5205, Miami FL, 33130 Nature of Business: Purchase, manage and sell real estate for own portfolio Position: Investor Investment-Related: Yes Start Date: 11/2021 Hours per month: <1 Hours during trading: 0 5) Name: 5803 WA LLC Address: 92 SW 3 St., Apt. 5205, Miami FL, 33130 Nature of Business: Purchase, manage and sell real estate for own portfolio Position: Investor Investment-Related: Yes Start Date: 11/2021 Hours per month: <1 Hours during trading: 0 6) Name: Mint PH Capital LLC Position: Owner (sole LLC member) Nature of Position: Owner Investment-related: Yes Nature of Business: Investing in approved Private Securities Transactions Start: 3/2024 Hours/month: 2 - 4 Hours during trading: 0 7) Name: Nada Success LLC Address: 6229 NE 2 Ave, Miami FL 33138 Nature of Business: Purchase, manage and Real Estate Position: Co-owner/investor Investment-Related: Yes Start Date: 5/2025 Hours per month: <1 Hours during trading: 0 8) Name: RAR Prometheus LLC Address: 30 N. Gould St., Ste R, Sheridan, WY 82801 Nature of Business: Investing in approved Private Securities Transactions Position: Member Investment-Related: Yes Start Date: 6/2026 Hours per month: <1 Hours during trading: 0

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
REGAL ADVISORY SERVICES, INC.

REGAL ADVISORY SERVICES, INC.

CRD#: 123842 / SEC#: 801-71619
RIA
Registered Investment Advisory firm - SEC (7/12/2010 Approved)
Arizona
Registered Investment Advisory firm - Arizona (8/14/2012 Terminated)
Arkansas
Registered Investment Advisory firm - Arkansas (8/14/2012 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (8/2/2010 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (7/13/2010 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (7/13/2010 Terminated)
Florida
Registered Investment Advisory firm - Florida (8/14/2012 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (9/24/2010 Terminated)
Hawaii
Registered Investment Advisory firm - Hawaii (12/31/2010 Terminated)
Idaho
Registered Investment Advisory firm - Idaho (7/14/2010 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (8/14/2012 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (7/13/2010 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (7/13/2010 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (8/14/2012 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (7/13/2010 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (7/21/2010 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (8/3/2010 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (7/14/2010 Terminated)
Mississippi
Registered Investment Advisory firm - Mississippi (8/14/2012 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (7/13/2010 Terminated)
Nebraska
Registered Investment Advisory firm - Nebraska (7/14/2010 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (9/20/2012 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (7/13/2010 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (9/21/2012 Terminated)
New Mexico
Registered Investment Advisory firm - New Mexico (7/13/2010 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (7/13/2010 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (7/13/2010 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (8/14/2012 Terminated)
Oregon
Registered Investment Advisory firm - Oregon (7/15/2010 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (7/14/2010 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (7/13/2010 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (8/12/2010 Terminated)
Texas
Registered Investment Advisory firm - Texas (8/14/2012 Terminated)
Utah
Registered Investment Advisory firm - Utah (8/12/2010 Terminated)
Vermont
Registered Investment Advisory firm - Vermont (8/14/2012 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (7/13/2010 Terminated)
Washington
Registered Investment Advisory firm - Washington (7/16/2010 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (7/13/2010 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/8/2022)
RR
Alaska
(3/8/2022)
RR
Arizona
(3/8/2022)
RR
Arkansas
(3/8/2022)
RR
California
(7/1/2011)
RR
Colorado
(2/22/2016)
RR
Connecticut
(11/12/2019)
RR
Delaware
(6/9/2021)
RR
District of Columbia
(8/21/2018)
RR
Florida
(7/1/2011)
IAR
Florida
(8/24/2020)
RR
Georgia
(7/1/2011)
RR
Hawaii
(3/8/2022)
RR
Idaho
(6/1/2012)
RR
Illinois
(3/19/2015)
RR
Indiana
(3/8/2022)
RR
Iowa
(3/8/2022)
RR
Kansas
(3/3/2016)
RR
Kentucky
(10/30/2019)
RR
Louisiana
(3/8/2022)
RR
Maine
(3/18/2019)
RR
Maryland
(3/8/2022)
RR
Massachusetts
(9/28/2020)
RR
Michigan
(7/23/2015)
RR
Minnesota
(3/8/2022)
RR
Mississippi
(3/8/2022)
RR
Missouri
(10/1/2021)
RR
Montana
(3/8/2022)
RR
Nebraska
(3/8/2022)
RR
Nevada
(8/27/2018)
RR
New Hampshire
(3/14/2018)
RR
New Jersey
(3/27/2014)
RR
New Mexico
(3/8/2022)
RR
New York
(7/1/2011)
RR
North Carolina
(1/5/2016)
RR
North Dakota
(3/8/2022)
RR
Ohio
(2/18/2016)
RR
Oklahoma
(8/27/2014)
RR
Oregon
(3/8/2022)
RR
Pennsylvania
(7/10/2012)
RR
Puerto Rico
(8/5/2021)
RR
Rhode Island
(12/10/2015)
RR
South Carolina
(1/13/2021)
RR
South Dakota
(3/8/2022)
RR
Tennessee
(3/8/2022)
RR
Texas
(12/3/2013)
RR
Utah
(10/1/2021)
RR
Vermont
(10/1/2021)
RR
Virginia
(6/25/2021)
RR
Washington
(6/1/2012)
RR
West Virginia
(3/8/2022)
RR
Wisconsin
(7/6/2016)
RR
Wyoming
(10/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2012About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2002About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Ross Furman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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