RF
Ross Furman
REGAL ADVISORY SERVICES
Miami, FL
Some features on this profile are disabled
CRD#: 2842300
RF
Professional summary
Ross Furman, who also goes by Rostislav Furman, Ross Furman, is a registered financial advisor currently at REGAL ADVISORY SERVICES, INC. located in Miami, Florida and REGAL SECURITIES, INC. located in Glenview, Illinois.
Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Ross has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rostislav Furman | Ross Furman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Wall Street Rabbi LLC Nature of Business: Investing Address: no physical address (rep's current address) Position: President / Owner Investment Related: YES Start Date: 2/2018 #Hours/month: 1 (to maintain website) #Hours during trading hours: 0 2) Name: Prestige Employee Administrators Position: Contractor Nature of Position: refer customers to Prestige for referral fee Investment-related: No Start: 1/2019 Hours/month: Less than 1 per week (4 per month tops) Hours during trading: 0 3) Name of Business: Bottom Line Concepts Nature of Business: Consulting firm to large businesses looking to save money on various lines of expenses. Address: 1407 Broadway, 40th Floor, New York, NY 10018 Position: Introducing Broker (client referrals) Investment Related: No Start Date: 2/2020 (had previously been an OBA, dropped it, re-applied for it) #Hours/month: 1hr/week #Hours during trading hours: 0 4) Name: 2005 Eleven LLC Address: 92 SW 3 St., Apt. 5205, Miami FL, 33130 Nature of Business: Purchase, manage and sell real estate for own portfolio Position: Investor Investment-Related: Yes Start Date: 11/2021 Hours per month: <1 Hours during trading: 0 5) Name: 5803 WA LLC Address: 92 SW 3 St., Apt. 5205, Miami FL, 33130 Nature of Business: Purchase, manage and sell real estate for own portfolio Position: Investor Investment-Related: Yes Start Date: 11/2021 Hours per month: <1 Hours during trading: 0 6) Name: Mint PH Capital LLC Position: Owner (sole LLC member) Nature of Position: Owner Investment-related: Yes Nature of Business: Investing in approved Private Securities Transactions Start: 3/2024 Hours/month: 2 - 4 Hours during trading: 0
CRS (Client Relationship Summary) - RIA
Click below to view Ross Furman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2012 - Present
REGAL ADVISORY SERVICES, INC.
RIA
CRD#: 123842
Miami, FL
Current
July 1, 2011 - Present
REGAL SECURITIES, INC.
Office #1: 950 N. Milwaukee Ave 102, Glenview, IL 60025Office #2: 950 Milwaukee Ave. Suite 102, Glenview, IL 60025BD
CRD#: 7297
GLENVIEW, IL
Past
November 25, 2009 - July 1, 2011
TRANSCEND CAPITAL
BD
CRD#: 104483
NEW YORK, NY
Past
January 3, 2008 - December 31, 2009
GROSSMAN & CO., LLC.
BD
CRD#: 10222
STATEN ISLAND, NY
Past
April 25, 2007 - January 3, 2008
D. WECKSTEIN & CO., INC.
BD
CRD#: 20338
NEW YORK, NY
Past
September 26, 2001 - May 16, 2007
LEEB BROKERAGE SERVICES, INC.
BD
CRD#: 46195
NEW YORK, NY
Past
January 24, 2000 - September 26, 2001
WALL STREET FINANCIAL GROUP, INC.
BD
CRD#: 35830
VICTOR, NY
Past
August 19, 1998 - May 1, 2000
JOSEPH GUNNAR & CO. LLC
BD
CRD#: 24795
UNIONDALE, NY
Past
May 16, 1997 - August 27, 1998
CONTINENTAL BROKER-DEALER CORP.
BD
CRD#: 14048
CARLE PLACE, NY
Past
February 19, 1997 - March 14, 1997
MILLENNIUM SECURITIES CORP.
BD
CRD#: 31695
NEW YORK, NY
Past
February 7, 1997 - February 18, 1997
CONTINENTAL BROKER-DEALER CORP.
BD
CRD#: 14048
CARLE PLACE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
REGAL ADVISORY SERVICES, INC.
REGAL ADVISORY SERVICES, INC.
CRD#: 123842 / SEC#: 801-71619
RIA
Registered Investment Advisory firm - (7/12/2010 Approved)Arizona
Registered Investment Advisory firm - (8/14/2012 Terminated)Arkansas
Registered Investment Advisory firm - (8/14/2012 Terminated)Colorado
Registered Investment Advisory firm - (8/2/2010 Terminated)Connecticut
Registered Investment Advisory firm - (7/13/2010 Terminated)Delaware
Registered Investment Advisory firm - (7/13/2010 Terminated)Florida
Registered Investment Advisory firm - (8/14/2012 Terminated)Georgia
Registered Investment Advisory firm - (9/24/2010 Terminated)Hawaii
Registered Investment Advisory firm - (12/31/2010 Terminated)Idaho
Registered Investment Advisory firm - (7/14/2010 Terminated)Illinois
Registered Investment Advisory firm - (8/14/2012 Terminated)Indiana
Registered Investment Advisory firm - (7/13/2010 Terminated)Iowa
Registered Investment Advisory firm - (7/13/2010 Terminated)Kansas
Registered Investment Advisory firm - (8/14/2012 Terminated)Kentucky
Registered Investment Advisory firm - (7/13/2010 Terminated)Louisiana
Registered Investment Advisory firm - (7/21/2010 Terminated)Massachusetts
Registered Investment Advisory firm - (8/3/2010 Terminated)Minnesota
Registered Investment Advisory firm - (7/14/2010 Terminated)Mississippi
Registered Investment Advisory firm - (8/14/2012 Terminated)Missouri
Registered Investment Advisory firm - (7/13/2010 Terminated)Nebraska
Registered Investment Advisory firm - (7/14/2010 Terminated)Nevada
Registered Investment Advisory firm - (9/20/2012 Terminated)New Hampshire
Registered Investment Advisory firm - (7/13/2010 Terminated)New Jersey
Registered Investment Advisory firm - (9/21/2012 Terminated)New Mexico
Registered Investment Advisory firm - (7/13/2010 Terminated)North Carolina
Registered Investment Advisory firm - (7/13/2010 Terminated)Ohio
Registered Investment Advisory firm - (7/13/2010 Terminated)Oklahoma
Registered Investment Advisory firm - (8/14/2012 Terminated)Oregon
Registered Investment Advisory firm - (7/15/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/14/2010 Terminated)South Carolina
Registered Investment Advisory firm - (7/13/2010 Terminated)Tennessee
Registered Investment Advisory firm - (8/12/2010 Terminated)Texas
Registered Investment Advisory firm - (8/14/2012 Terminated)Utah
Registered Investment Advisory firm - (8/12/2010 Terminated)Vermont
Registered Investment Advisory firm - (8/14/2012 Terminated)Virginia
Registered Investment Advisory firm - (7/13/2010 Terminated)Washington
Registered Investment Advisory firm - (7/16/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (7/13/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/8/2022)
RR
Alaska(3/8/2022)
RR
Arizona(3/8/2022)
RR
Arkansas(3/8/2022)
RR
California(7/1/2011)
RR
Colorado(2/22/2016)
RR
Connecticut(11/12/2019)
RR
Delaware(6/9/2021)
RR
District of Columbia(8/21/2018)
RR
Florida(7/1/2011)
IAR
Florida(8/24/2020)
RR
Georgia(7/1/2011)
RR
Hawaii(3/8/2022)
RR
Idaho(6/1/2012)
RR
Illinois(3/19/2015)
RR
Indiana(3/8/2022)
RR
Iowa(3/8/2022)
RR
Kansas(3/3/2016)
RR
Kentucky(10/30/2019)
RR
Louisiana(3/8/2022)
RR
Maine(3/18/2019)
RR
Maryland(3/8/2022)
RR
Massachusetts(9/28/2020)
RR
Michigan(7/23/2015)
RR
Minnesota(3/8/2022)
RR
Mississippi(3/8/2022)
RR
Missouri(10/1/2021)
RR
Montana(3/8/2022)
RR
Nebraska(3/8/2022)
RR
Nevada(8/27/2018)
RR
New Hampshire(3/14/2018)
RR
New Jersey(3/27/2014)
RR
New Mexico(3/8/2022)
RR
New York(7/1/2011)
RR
North Carolina(1/5/2016)
RR
North Dakota(3/8/2022)
RR
Ohio(2/18/2016)
RR
Oklahoma(8/27/2014)
RR
Oregon(3/8/2022)
RR
Pennsylvania(7/10/2012)
RR
Puerto Rico(8/5/2021)
RR
Rhode Island(12/10/2015)
RR
South Carolina(1/13/2021)
RR
South Dakota(3/8/2022)
RR
Tennessee(3/8/2022)
RR
Texas(12/3/2013)
RR
Utah(10/1/2021)
RR
Vermont(10/1/2021)
RR
Virginia(6/25/2021)
RR
Washington(6/1/2012)
RR
West Virginia(3/8/2022)
RR
Wisconsin(7/6/2016)
RR
Wyoming(10/1/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
RA
REGAL ADVISORY SERVICES, INC.
REGAL ADVISORY SERVICES, INC.
CRD#: 123842 / SEC#: 801-71619
RIA
Registered Investment Advisory firm - (7/12/2010 Approved)Arizona
Registered Investment Advisory firm - (8/14/2012 Terminated)Arkansas
Registered Investment Advisory firm - (8/14/2012 Terminated)Colorado
Registered Investment Advisory firm - (8/2/2010 Terminated)Connecticut
Registered Investment Advisory firm - (7/13/2010 Terminated)Delaware
Registered Investment Advisory firm - (7/13/2010 Terminated)Florida
Registered Investment Advisory firm - (8/14/2012 Terminated)Georgia
Registered Investment Advisory firm - (9/24/2010 Terminated)Hawaii
Registered Investment Advisory firm - (12/31/2010 Terminated)Idaho
Registered Investment Advisory firm - (7/14/2010 Terminated)Illinois
Registered Investment Advisory firm - (8/14/2012 Terminated)Indiana
Registered Investment Advisory firm - (7/13/2010 Terminated)Iowa
Registered Investment Advisory firm - (7/13/2010 Terminated)Kansas
Registered Investment Advisory firm - (8/14/2012 Terminated)Kentucky
Registered Investment Advisory firm - (7/13/2010 Terminated)Louisiana
Registered Investment Advisory firm - (7/21/2010 Terminated)Massachusetts
Registered Investment Advisory firm - (8/3/2010 Terminated)Minnesota
Registered Investment Advisory firm - (7/14/2010 Terminated)Mississippi
Registered Investment Advisory firm - (8/14/2012 Terminated)Missouri
Registered Investment Advisory firm - (7/13/2010 Terminated)Nebraska
Registered Investment Advisory firm - (7/14/2010 Terminated)Nevada
Registered Investment Advisory firm - (9/20/2012 Terminated)New Hampshire
Registered Investment Advisory firm - (7/13/2010 Terminated)New Jersey
Registered Investment Advisory firm - (9/21/2012 Terminated)New Mexico
Registered Investment Advisory firm - (7/13/2010 Terminated)North Carolina
Registered Investment Advisory firm - (7/13/2010 Terminated)Ohio
Registered Investment Advisory firm - (7/13/2010 Terminated)Oklahoma
Registered Investment Advisory firm - (8/14/2012 Terminated)Oregon
Registered Investment Advisory firm - (7/15/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/14/2010 Terminated)South Carolina
Registered Investment Advisory firm - (7/13/2010 Terminated)Tennessee
Registered Investment Advisory firm - (8/12/2010 Terminated)Texas
Registered Investment Advisory firm - (8/14/2012 Terminated)Utah
Registered Investment Advisory firm - (8/12/2010 Terminated)Vermont
Registered Investment Advisory firm - (8/14/2012 Terminated)Virginia
Registered Investment Advisory firm - (7/13/2010 Terminated)Washington
Registered Investment Advisory firm - (7/16/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (7/13/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771
Mailing Address
Phone number
(877) 488-6537
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 289 |
| AUM (Assets Under Management) | $ 113,536,443 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
