Thomas E. Reich
Professional summary
Thomas Eric Reich, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Marmora, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Marmora, New Jersey.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Eric Reich's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2010
Experience
May 11, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 105 Roosevelt Boulevard, Marmora, NJ 08223February 10, 2000 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 105 Roosevelt Blvd, Marmora, NJ 08223July 5, 2002 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
January 20, 1997 - December 31, 1999
WS GRIFFITH SECURITIES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2024)
(2/25/2016)
(8/21/2018)
(1/24/2022)
(7/15/2013)
(8/23/2007)
(10/31/2024)
(5/22/2020)
(9/14/2023)
(10/17/2024)
(3/2/2020)
(4/3/2023)
(5/23/2025)
(10/29/2025)
(2/10/2000)
(5/11/2016)
(1/8/2013)
(8/30/2012)
(5/20/2020)
(2/10/2000)
(9/25/2007)
(10/31/2024)
(9/28/2016)
(7/26/2023)
(5/21/2020)
(3/8/2022)
(7/31/2025)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Marmora, NJ 08223TRUST BUT VERIFY
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