Dale M. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale Michael King was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 1997. Dale had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2012 - October 7, 2016
KING CAPITAL INVESTMENTS LLC
November 11, 1997 - August 24, 2004
VANGUARD MARKETING CORPORATION
February 20, 1997 - July 8, 1997
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KING CAPITAL INVESTMENTS LLC
CRD#: 156676 / SEC#:
Contact information
Red Flags
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