William S. Boyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Sidney Boyd, who also goes by Boyd Bill, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1997. William had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2016 - November 8, 2016
WADDELL & REED
April 6, 2016 - November 8, 2016
WADDELL & REED
June 9, 2015 - April 7, 2016
EQUITY SERVICES, INC.
June 9, 2015 - April 7, 2016
EQUITY SERVICES, INC.
February 5, 2014 - April 23, 2015
CITIZENS SECURITIES, INC.
February 5, 2014 - April 23, 2015
CITIZENS SECURITIES, INC.
October 28, 2011 - October 21, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
August 24, 2011 - October 21, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
January 15, 2009 - August 23, 2011
THE LEADERS GROUP, INC.
April 28, 2008 - January 21, 2009
JESUP & LAMONT SECURITIES CORP
March 19, 2008 - January 21, 2009
JESUP & LAMONT SECURITIES CORP
July 28, 2005 - March 10, 2008
OPPENHEIMER & CO. INC.
July 28, 2005 - March 10, 2008
OPPENHEIMER & CO. INC.
July 18, 2005 - August 19, 2005
EQUITY SERVICES, INC.
June 28, 2005 - August 19, 2005
EQUITY SERVICES, INC.
March 8, 2002 - February 23, 2005
UBS FINANCIAL SERVICES INC.
April 22, 1999 - March 12, 2002
MORGAN STANLEY DW INC.
February 18, 1997 - March 17, 1998
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WADDELL & REED
CRD#: 866 / SEC#: 801-16720, 8-27030
Contact information
FINRA licenses (1 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WADDELL & REED FINANCIAL SERVICES, INC. | SHAREHOLDER | |
| AUDETTE, MATTHEW JON | PRESIDENT AND CHAIRMAN OF THE BOARD | 4003349 |
| DALEY, MICHAEL JOHN | VP AND FINANCIAL AND OPERATIONS PRINCIPAL | 6923129 |
| HANSEN, ELIZABETH ANN | SVP AND CHIEF COMPLIANCE OFFICER | 2199658 |
| HORAN-ADAMS, KIRBY LEPAK | EXECUTIVE VICE PRESIDENT | 5097259 |
| KRAMPER, MATTHEW SCOTT | VP AND PRINCIPAL OPERATIONS OFFICER | 2750651 |
| MIHAL, SHAWN MICHAEL | EXECUTIVE VICE PRESIDENT | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | ASSISTANT TREASURER | 2420144 |
| OROSCHAKOFF, MICHELLE | VICE-CHAIRMAN OF THE BOARD | 2403199 |
| SIMONICH, BRENT BLAIN | TREASURER | 3254859 |
Disclosures
| Regulatory Event | 29 |
| Civil Event | 1 |
| Arbitration | 11 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
