Kathryn M. Collings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Matthews Collings, who also goes by Kathryn Matthews Collings, Kathryn Collings Laing, Kathryn Ann Matthews, was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 1997. Kathryn had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 82, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2019 - October 31, 2023
FOCUS PARTNERS WEALTH, LLC
March 24, 2002 - March 16, 2012
PEAR TREE ADVISORS, INC.
November 3, 1999 - January 2, 2003
U. S. BOSTON CAPITAL CORPORATION
February 7, 1997 - June 17, 2019
U. S. BOSTON CAPITAL CORPORATION
Primary Firm SEC Registration
FOCUS PARTNERS WEALTH, LLC
CRD#: 159289 / SEC#: 801-72862
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOCUS PARTNERS WEALTH, LLC
CRD#: 159289 / SEC#: 801-72862
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 220,585 |
| AUM (Assets Under Management) | $ 181,862,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2026 | ||
| 12/20/2024 | ||
| 07/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
