Julie R. Wittry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Renee Wittry, who also goes by Julie Renee Fredericksen, Julie Renee Swanson, Julie Swanson, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1999. Julie had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2011 - May 2, 2013
AMERICAN EQUITY CAPITAL, INC.
September 13, 2007 - February 2, 2009
CETERA ADVISORS LLC
September 13, 2007 - February 2, 2009
CETERA WEALTH SERVICES, LLC
January 1, 2004 - February 2, 2009
VOYA FINANCIAL ADVISORS, INC.
December 19, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
July 19, 2000 - December 3, 2003
PRINCIPAL SECURITIES, INC.
June 9, 1999 - June 8, 2000
CITIGROUP GLOBAL MARKETS INC.
January 5, 1999 - June 9, 1999
LASALLE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN EQUITY CAPITAL, INC.
CRD#: 45288 / SEC#: , 8-51019
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
