JZ
James S. Zoldy
WASHINGTON TRUST ADVISORS
NEW HAVEN, CT 06510
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CRD#: 2841707
JZ
Professional summary
James Stephen Zoldy JR is a registered financial advisor currently at WASHINGTON TRUST ADVISORS located in New Haven, Connecticut.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Zoldy serves as an Adviser on the advisory Committee of DELC Investments, part of R.C. Bigelow, Inc. The business, R.C. Bigelow, Inc. is located at 201 Black Rock Turnpike Fairfield, CT 06825. The company is a consumer branded entity that focuses on selling tea. DELC Investments, an investment related part of the business, invests the company's surplus funds that are long-term oriented. As a member of the investment advisory committee, Mr. Zoldy provides oversight of third-party investment consultant. He also provides advice and guidance to the company's leadership regarding investments and direction suggested by consultants. Mr. Zoldy has been on the advisory committee since 2014 and attends 4 meetings per year (quarterly) which typically run approximately 1-2 hours during normal trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view James Stephen Zoldy JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2021 - Present
WASHINGTON TRUST ADVISORS
Office #1: 265 Church Street, New Haven, CT 06510RIA
CRD#: 110407
NEW HAVEN, CT
Past
September 11, 2015 - October 1, 2019
HALSEY ASSOCIATES
RIA
CRD#: 281212
NEW HAVEN, CT
Past
January 20, 2010 - October 1, 2015
HALSEY ASSOCIATES INC
RIA
CRD#: 108301
NEW HAVEN, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WT
WASHINGTON TRUST ADVISORS
WASHINGTON TRUST ADVISORS | WESTONFINANCIAL | WESTON FINANCIAL GROUP INC. | WESTON FINANCIAL GROUP INC | WESTON FINANCIAL | WASHINGTON TRUST WEALTH MANAGEMENT | WASHINGTON TRUST ADVISORS, INC.
CRD#: 110407 / SEC#: 801-18403
RIA
Registered Investment Advisory firm - (2/11/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/3/2022)
IAR
Connecticut(9/15/2021)
IAR
Florida(3/8/2022)
IAR
Massachusetts(1/2/2024)
IAR
New York(1/3/2022)
IAR
Virginia(1/3/2022)
Current Firm
WT
WASHINGTON TRUST ADVISORS
WASHINGTON TRUST ADVISORS | WESTONFINANCIAL | WESTON FINANCIAL GROUP INC. | WESTON FINANCIAL GROUP INC | WESTON FINANCIAL | WASHINGTON TRUST WEALTH MANAGEMENT | WASHINGTON TRUST ADVISORS, INC.
CRD#: 110407 / SEC#: 801-18403
RIA
Registered Investment Advisory firm - (2/11/1983 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20 William St Suite 135, Wellesley, MA 02481
Mailing Address
Phone number
(781) 235-7055
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,356 |
| AUM (Assets Under Management) | $ 1,999,516,447 |
Red Flags
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Company Information
WASHINGTON TRUST ADVISORS
CRD#: 110407New Haven, CT 06510TRUST BUT VERIFY
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