Eric R. Lamb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Ray Lamb was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1997. Eric had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 52, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2016 - February 28, 2017
IMPACTIVE ADVISORS LLC
February 13, 2013 - August 17, 2015
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - August 14, 2015
RAYMOND JAMES & ASSOCIATES, INC.
November 24, 2009 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
November 17, 2009 - November 18, 2009
MORGAN KEEGAN & COMPANY, LLC
November 17, 2009 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
October 5, 2009 - December 4, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - December 4, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
January 8, 2004 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
June 11, 1997 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IMPACTIVE ADVISORS LLC
CRD#: 208514 / SEC#: 801-107380, 8-69617
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
