John T. Volk
Professional summary
John T. Volk, who also goes by John Todd Volk Jr, John Todd Volk, John Volk, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Jackson, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. John has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John T. Volk's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
September 14, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917October 5, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 4, 2015 - April 20, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 10, 2015 - April 20, 2021
TD AMERITRADE, INC.
January 16, 2015 - April 20, 2021
TD AMERITRADE, INC.
June 19, 2014 - January 14, 2015
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2012 - April 30, 2014
J.P. MORGAN SECURITIES LLC
May 11, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 14, 2007 - May 13, 2009
EQUITABLE DISTRIBUTORS, LLC
January 4, 2006 - June 19, 2006
B. C. ZIEGLER AND COMPANY
August 3, 2005 - January 5, 2006
ALLIANCEBERNSTEIN L.P.
August 3, 2005 - January 5, 2006
ALLIANCEBERNSTEIN INVESTMENTS, INC.
February 10, 1999 - July 26, 2005
AQUILA DISTRIBUTORS LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
